New York regulations

Title 9 Part 4028

Executive Department

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9 sections

Compiled text through Jul 15, 2022Register checked through July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)

All 9 displayed sections in this Part carry the same compiled date. Status and warnings stay on each section.

9 NYCRR 4028.1 - Qualifications to start

No later Register activity identified in this check.

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Jul 15, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

A horse shall not be qualified to start in any race unless, not less than 30 minutes before the time set for the race the horse’s presence on the grounds of the association has been reported to the paddock judge, the horse announced to the clerk of the scales as a starter and the name of the horse’s jockey given to the latter official.

9 NYCRR 4028.2 - Change of jockey

No later Register activity identified in this check.

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Jul 15, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

Any change of jockey must be sanctioned by the stewards and if no satisfactory reason is given for the change the commission steward may suspend or fine any person found culpable in the matter.

9 NYCRR 4028.3 - Horses to be saddled in paddock

No later Register activity identified in this check.

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Jul 15, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

All horses must be saddled in the paddock.

9 NYCRR 4028.4 - Duties of paddock judge

No later Register activity identified in this check.

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Jul 15, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

The paddock judge shall be in charge of the paddock and inspect all race horses and their equipment prior to each race and shall report forthwith to a steward any violation observed by him.

9 NYCRR 4028.5 - Horse in paddock not to be touched

No later Register activity identified in this check.

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Jul 15, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

No one not actually connected with its stable shall touch a horse while in the paddock preparatory to starting in a race except for authorized inspection as in this Part provided.

9 NYCRR 4028.6 - Inspection of plating, bandaging

No later Register activity identified in this check.

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Jul 15, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

A representative of the association conducting a meeting shall inspect the plating and bandaging of each horse as it enters the paddock before the race and record the plating on a commission provided for the purpose in the paddock.

9 NYCRR 4028.7 - Withdrawal of horse

No later Register activity identified in this check.

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Jul 15, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

The stewards may permit or direct the withdrawing of a horse after weighing out.

9 NYCRR 4028.8 - Time of race to be printed

No later Register activity identified in this check.

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Jul 15, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

The time fixed for the first race shall be printed on the program.

9 NYCRR 4028.9 - Post time

No later Register activity identified in this check.

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Dates and status
Compiling agency
Executive Department
Text status
Source receipt
Compiled text through
Jul 15, 2022
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
No later Register activity identified in this check.
Source snapshot
Jun 6, 2026

Post time is the time designated by the stewards at which horses are to arrive at the post for each race. Such time shall be shown on the dial provided for that purpose.

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