New York regulations
Title 9 Part 4022
Executive Department
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Read the source-transparency report →Create a free account (no card) to open all 23 titles →Compiled text through Jul 15, 2022 - Dec 28, 2022 across sectionsRegister checked through July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Sections in this Part carry different compiled dates; each section shows its own.
9 NYCRR 4022.1 - Stewards of The Jockey Club
Compiled text through Jul 15, 2022
Register checked through Jul 29, 2026
No later Register activity identified in this check.
Dates and status
- Compiling agency
- Executive Department
- Text status
- Source receipt
- Compiled text through
- Jul 15, 2022
- Register checked through
- July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
- Activity status
- No later Register activity identified in this check.
- Source snapshot
- Jun 6, 2026
The stewards of The Jockey Club have charge of the registry office and the registration or custody, as the case may be, of stable names, colors, designations of authorized agents and subagents, partnerships, leases, contingencies, jockey contracts and apprentice agreements.
9 NYCRR 4022.2 - Definition
Compiled text through Jul 15, 2022
Register checked through Jul 29, 2026
No later Register activity identified in this check.
Dates and status
- Compiling agency
- Executive Department
- Text status
- Source receipt
- Compiled text through
- Jul 15, 2022
- Register checked through
- July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
- Activity status
- No later Register activity identified in this check.
- Source snapshot
- Jun 6, 2026
Whenever the word steward or stewards is used, it means steward or stewards of the meeting, or their duly appointed deputy or deputies.
9 NYCRR 4022.3 - Stewards at race meeting
Compiled text through Jul 15, 2022
Register checked through Jul 29, 2026
No later Register activity identified in this check.
Dates and status
- Compiling agency
- Executive Department
- Text status
- Source receipt
- Compiled text through
- Jul 15, 2022
- Register checked through
- July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
- Activity status
- No later Register activity identified in this check.
- Source snapshot
- Jun 6, 2026
There shall be three stewards to supervise each race meeting. One or such stewards shall be the official steward of the commission, one shall be appointed by The Jockey Club or by the National Steeplechase and Hunt Association, as may be appropriate, and one shall be appointed by the corporation or association conducting such race meeting. Such stewards shall exercise such powers and perform such duties at each race meeting as may be prescribed by this Article.
9 NYCRR 4022.4 - Representative of The Jockey Club
Compiled text through Jul 15, 2022
Register checked through Jul 29, 2026
No later Register activity identified in this check.
Dates and status
- Compiling agency
- Executive Department
- Text status
- Source receipt
- Compiled text through
- Jul 15, 2022
- Register checked through
- July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
- Activity status
- No later Register activity identified in this check.
- Source snapshot
- Jun 6, 2026
The Jockey Club may designate one of its members to visit each race meeting in an honorary capacity in association with the stewards.
9 NYCRR 4022.5 - Commissioner to act as steward
Compiled text through Dec 28, 2022
Register checked through Jul 29, 2026
No later Register activity identified in this check.
Dates and status
- Compiling agency
- Executive Department
- Text status
- Current section with Register check
- Compiled text through
- Dec 28, 2022
- Register checked through
- July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
- Activity status
- No later Register activity identified in this check.
- Latest notice
- SGC-36-22-00003-A · Adopted rule · Dec 28, 2022
- Source snapshot
- Jun 24, 2026
During the absence or inability to act of an official steward of the commission or in the event of the failure or inability to appoint either of the other two stewards, the powers and duties of such steward shall be exercised and performed by a person designated by the commission for that purpose, as set forth in Racing, Pari-Mutuel Wagering and Breeding Law section 218.
9 NYCRR 4022.6 - Emergency substitute
Compiled text through Jul 15, 2022
Register checked through Jul 29, 2026
No later Register activity identified in this check.
Dates and status
- Compiling agency
- Executive Department
- Text status
- Source receipt
- Compiled text through
- Jul 15, 2022
- Register checked through
- July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
- Activity status
- No later Register activity identified in this check.
- Source snapshot
- Jun 6, 2026
In case of emergency, the stewards may, during a meeting, appoint a substitute to fill any of the offices during that meeting only.
9 NYCRR 4022.7 - Complaints against officials
Compiled text through Jul 15, 2022
Register checked through Jul 29, 2026
No later Register activity identified in this check.
Dates and status
- Compiling agency
- Executive Department
- Text status
- Source receipt
- Compiled text through
- Jul 15, 2022
- Register checked through
- July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
- Activity status
- No later Register activity identified in this check.
- Source snapshot
- Jun 6, 2026
Every complaint against an official shall be made to the stewards in writing signed by the complainant.
9 NYCRR 4022.8 - Powers at meeting
Compiled text through Jul 15, 2022
Register checked through Jul 29, 2026
No later Register activity identified in this check.
Dates and status
- Compiling agency
- Executive Department
- Text status
- Source receipt
- Compiled text through
- Jul 15, 2022
- Register checked through
- July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
- Activity status
- No later Register activity identified in this check.
- Source snapshot
- Jun 6, 2026
The stewards have power, as they think proper, to make and, if necessary, to vary all arrangements for the conduct of the meeting, as well as power to put off any race from day to day until a Sunday intervenes.
9 NYCRR 4022.9 - Access to all facilities
Compiled text through Jul 15, 2022
Register checked through Jul 29, 2026
No later Register activity identified in this check.
Dates and status
- Compiling agency
- Executive Department
- Text status
- Source receipt
- Compiled text through
- Jul 15, 2022
- Register checked through
- July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
- Activity status
- No later Register activity identified in this check.
- Source snapshot
- Jun 6, 2026
The stewards have control over, and they and the stewards of The Jockey Club and members of the commission and their duly appointed representatives have access to all stands, weighing rooms, enclosures and all other places within the grounds of the association.
9 NYCRR 4022.10 - Supervision of entries, declarations
Compiled text through Jul 15, 2022
Register checked through Jul 29, 2026
No later Register activity identified in this check.
Dates and status
- Compiling agency
- Executive Department
- Text status
- Source receipt
- Compiled text through
- Jul 15, 2022
- Register checked through
- July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
- Activity status
- No later Register activity identified in this check.
- Source snapshot
- Jun 6, 2026
The stewards have supervision over all entries and declarations.
9 NYCRR 4022.11 - Control of officials, others
Compiled text through Jul 15, 2022
Register checked through Jul 29, 2026
No later Register activity identified in this check.
Dates and status
- Compiling agency
- Executive Department
- Text status
- Source receipt
- Compiled text through
- Jul 15, 2022
- Register checked through
- July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
- Activity status
- No later Register activity identified in this check.
- Source snapshot
- Jun 6, 2026
The stewards have power to regulate and control the conduct of all officials and of all owners, trainers, jockeys, grooms and other persons attendant on horses.
9 NYCRR 4022.12 - Power to exclude, suspend
Compiled text through Jul 15, 2022
Register checked through Jul 29, 2026
No later Register activity identified in this check.
Dates and status
- Compiling agency
- Executive Department
- Text status
- Source receipt
- Compiled text through
- Jul 15, 2022
- Register checked through
- July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
- Activity status
- No later Register activity identified in this check.
- Source snapshot
- Jun 6, 2026
If the steward of the commission shall find that any person has violated any of the sections of this Subchapter or has been involved in any action detrimental to the best interests of racing generally, such steward may exclude such person from the grounds, or any portion of such grounds, of the association conducting the meeting for a period not exceeding 60 days, or such steward may suspend the license of such person from participating in racing in this State, for a period not exceeding 60 days, or both such exclusion and suspension; and if such steward considers necessary any further action, such steward shall promptly refer the matter to the commission. Such steward, in the exercise of his or her power under this section, shall consult with the steward of the racing association and the steward of The Jockey Club, affording them a reasonable opportunity to make recommendations relative to the action determined by the commission's steward. Nothing in this section shall be construed to limit any racing association or track licensee's power to exclude or deny any individual from its grounds or privileges thereon.
9 NYCRR 4022.13 - Imposition of civil penalty
Compiled text through Jul 15, 2022
Register checked through Jul 29, 2026
No later Register activity identified in this check.
Dates and status
- Compiling agency
- Executive Department
- Text status
- Source receipt
- Compiled text through
- Jul 15, 2022
- Register checked through
- July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
- Activity status
- No later Register activity identified in this check.
- Source snapshot
- Jun 6, 2026
In place of or in addition to the actions recited in section 4022.12 of this Part, the steward of the commission is hereby authorized to impose a civil penalty in an amount not to exceed $25,000 for each violation of any of the sections of this Subchapter or for any action detrimental to the best interests of racing generally; and each day upon which such violation continues may be considered by the steward as a separate violation in assessing the amount of such civil penalty. Before imposing such civil penalty, the steward of the commission shall give the other two stewards of the meeting a reasonable opportunity to submit recommendations relative to such penalty.
9 NYCRR 4022.14 - Appeal from penalty
Compiled text through Jul 15, 2022
Register checked through Jul 29, 2026
No later Register activity identified in this check.
Dates and status
- Compiling agency
- Executive Department
- Text status
- Source receipt
- Compiled text through
- Jul 15, 2022
- Register checked through
- July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
- Activity status
- No later Register activity identified in this check.
- Source snapshot
- Jun 6, 2026
Any person so penalized shall have the right to appeal to the commission by filing with the commission within 30 days after the imposition of such civil penalty, a written notice of such appeal; and the commission in determining the appeal may increase or decrease the amount of such civil penalty, or it may suspend or revoke or otherwise act with respect to the license or the licensing of the appellant; and the determination of the commission on such appeal shall be final.
9 NYCRR 4022.15 - Action by the commission
Compiled text through Jul 15, 2022
Register checked through Jul 29, 2026
No later Register activity identified in this check.
Dates and status
- Compiling agency
- Executive Department
- Text status
- Source receipt
- Compiled text through
- Jul 15, 2022
- Register checked through
- July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
- Activity status
- No later Register activity identified in this check.
- Source snapshot
- Jun 6, 2026
Whenever under this Subchapter a matter has been referred to the commission, the commission shall take such action as the commission shall deem proper and appropriate under the law.
9 NYCRR 4022.16 - Determination of all questions
Compiled text through Jul 15, 2022
Register checked through Jul 29, 2026
No later Register activity identified in this check.
Dates and status
- Compiling agency
- Executive Department
- Text status
- Source receipt
- Compiled text through
- Jul 15, 2022
- Register checked through
- July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
- Activity status
- No later Register activity identified in this check.
- Source snapshot
- Jun 6, 2026
The stewards have power to determine all questions arising in reference to racing at the meeting, subject to appeal to the commission. Should no decision have been arrived at by the stewards within seven days of an objection being lodged, the clerk of the course shall then report the case to the commission, which may, at its discretion, decide the matter, and which, if it considers there has been negligence, may order any additional expense arising therefrom to be defrayed out of the funds of the meeting at which the case occurred.
9 NYCRR 4022.17 - Disqualification of horses
Compiled text through Jul 15, 2022
Register checked through Jul 29, 2026
No later Register activity identified in this check.
Dates and status
- Compiling agency
- Executive Department
- Text status
- Source receipt
- Compiled text through
- Jul 15, 2022
- Register checked through
- July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
- Activity status
- No later Register activity identified in this check.
- Source snapshot
- Jun 6, 2026
No horse that is disqualified or ineligible, as provided in this Subchapter, or nominated by, or the property, wholly or in part, of a person who is unlicensed, disqualified or ineligible, as provided in this Subchapter, may be entered or started in a race.
9 NYCRR 4022.18 - Examination of horses
Compiled text through Jul 15, 2022
Register checked through Jul 29, 2026
No later Register activity identified in this check.
Dates and status
- Compiling agency
- Executive Department
- Text status
- Source receipt
- Compiled text through
- Jul 15, 2022
- Register checked through
- July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
- Activity status
- No later Register activity identified in this check.
- Source snapshot
- Jun 6, 2026
The stewards have power at any time to order an examination, by such person or persons as they think fit, of any horse entered for a race or that has run in a race.
9 NYCRR 4022.19 - Use of motion pictures
Compiled text through Jul 15, 2022
Register checked through Jul 29, 2026
No later Register activity identified in this check.
Dates and status
- Compiling agency
- Executive Department
- Text status
- Source receipt
- Compiled text through
- Jul 15, 2022
- Register checked through
- July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
- Activity status
- No later Register activity identified in this check.
- Source snapshot
- Jun 6, 2026
Motion pictures shall be taken of every race from start to finish and may be used to aid the stewards in determining any question within their jurisdiction.
9 NYCRR 4022.20 - Disputes relating to bets
Compiled text through Jul 15, 2022
Register checked through Jul 29, 2026
No later Register activity identified in this check.
Dates and status
- Compiling agency
- Executive Department
- Text status
- Source receipt
- Compiled text through
- Jul 15, 2022
- Register checked through
- July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
- Activity status
- No later Register activity identified in this check.
- Source snapshot
- Jun 6, 2026
The stewards shall not entertain any disputes relating to bets.
9 NYCRR 4022.21 - Discretionary powers
Compiled text through Jul 15, 2022
Register checked through Jul 29, 2026
No later Register activity identified in this check.
Dates and status
- Compiling agency
- Executive Department
- Text status
- Source receipt
- Compiled text through
- Jul 15, 2022
- Register checked through
- July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
- Activity status
- No later Register activity identified in this check.
- Source snapshot
- Jun 6, 2026
If any case occurs that is not, or that is alleged not to be, provided for by this Article, such case shall be determined by the stewards in such manner as they think just and conformable to the usages of the turf; and the stewards may impose such punishment and take such other action in the matter as they may deem to be within the intent of this Article, including reference to the commission.
9 NYCRR 4022.22 - Limitation on punitive powers
Compiled text through Jul 15, 2022
Register checked through Jul 29, 2026
No later Register activity identified in this check.
Dates and status
- Compiling agency
- Executive Department
- Text status
- Source receipt
- Compiled text through
- Jul 15, 2022
- Register checked through
- July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
- Activity status
- No later Register activity identified in this check.
- Source snapshot
- Jun 6, 2026
The punitive powers of the stewards provided for in any section of this Article are limited to the powers provided for in sections 4022.12 through 4022.15 of this Part.
9 NYCRR 4022.23 - When hearing held
Compiled text through Jul 15, 2022
Register checked through Jul 29, 2026
No later Register activity identified in this check.
Dates and status
- Compiling agency
- Executive Department
- Text status
- Source receipt
- Compiled text through
- Jul 15, 2022
- Register checked through
- July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
- Activity status
- No later Register activity identified in this check.
- Source snapshot
- Jun 6, 2026
Whenever a matter has been referred to the commission by the stewards that involves an alleged violation by any person of any law or of any section of this Subchapter, or whenever the commission, on the commission’s own initiative, shall determine to take cognizance of any such alleged violation or any other matter within the jurisdiction of this commission.