New York Codes, Rules and Regulations (NYCRR)

Title 9 Part 4011

Executive Department

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9 NYCRR 4011.2 - Not a parlay

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The daily double is not a parlay and has no connection with or relation to the pool shown on the totalisator board.

9 NYCRR 4011.3 - Prerequisites

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In order to win a daily double, it is necessary for the purchaser of a daily double ticket to select the winners of each of the two races specified for the daily double. If either of his or her selections fails to win, his or her contract is voided, except as hereinafter provided.

9 NYCRR 4011.4 - Earlier source heading: [Repealed]

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9 NYCRR 4011.5 - Entries; fields

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Entries and fields may be included in the first and second races of the daily double. In the event that part of an entry or field is scratched before the running of the first race of the daily double, the provisions of section 4009.20 of this Title shall govern.

9 NYCRR 4011.6 - Posting the payoff

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The payoff shall be posted after the result of the first race is declared “Official” and before the second race is run, except in the event of a dead heat in the first race, when the posting of the payoff may be deferred until the second race has been run.

9 NYCRR 4011.7 - Calculation, distribution of pools

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The daily double pool shall be calculated and distributed as follows: the net pool divided by the amount wagered on the winning combination determines the pay-off per dollar bet.

9 NYCRR 4011.8 - Failure to select a winner and race cancellations

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(a)If no daily double ticket is sold designating the winner of the first race, or the first race is cancelled or declared “no race,” the daily double shall be declared off and the gross pool refunded.
(b)If no daily double ticket is sold combining the winners of the first and second races, or the second race is cancelled or declared “no race,” the net pool shall be distributed to holders of tickets designating the winner of the first race, as in a win pool and the daily double shall terminate.

9 NYCRR 4011.9 - Dead heats

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(a)In the event of a dead heat either in the first race or second race of the daily double, two winning combinations result. The amounts wagered on both winning combinations are deducted from the net pool to determine the profit. This profit is divided in half, and the halves, in turn, divided by the two amounts mentioned above. This determines the profit per dollar, to which is added the amount of the wager.
(b)In the event of a dead heat in both races of the daily double, four winning combinations result. The amounts wagered on these four winning combinations are deducted from the net pool to determine the profit. This profit is divided into four equal parts, and each part, in turn, divided by the four amounts mentioned above. This determines the profit per dollar, to which is added the amount of the wager.

9 NYCRR 4011.10 - Effect-horse scratched, excused

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(a)Should any horse in the first or the second race of the daily double not coupled with a starter be scratched or excused by the stewards, before the running of the first race, all money wagered on combinations, including such horse shall be deducted from the daily double pool and shall be refunded upon presentation and surrender of pari-mutuel tickets sold thereon. Horses coupled with a starter as a betting entry or field shall be governed by the provisions of section 4009.20 of this Title.
(b)Should any horse in the second race of the daily double be scratched or excused by the stewards after the running of the first race of the daily double, a consolation pool will result. In such case, all tickets combining the scratched or excused horse with the actual winner of the first race shall become consolation tickets and shall be paid a price per dollar bet determined as follows: the net daily double pool shall be divided by the total purchase price of all daily double tickets designating the winner of the first race of the daily double and the result obtained shall constitute the consolation price per dollar bet. The amount set aside for these consolation payoffs will be deducted from the net daily double pool.

9 NYCRR 4011.15 - Quinella

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(a)The quinella is a form of pari-mutuel wagering. Each bettor selects two horses to place first and second in the designated quinella race, the order of placing of the said two horses being immaterial. The quinella is not a parlay and this pool shall be held entirely separate from all other pools, and is in no way a part of the daily double, exacta, triple, superfecta, straight, place or show pools.
(b)[Reserved]
(c)Races in which quinella pools are to be conducted shall be approved by the commission and shall be clearly designated in the racing program. Coupled entries and fields shall be allowed in quinella races.
(d)The design of quinella tickets shall be clearly and immediately distinguishable from other pari-mutuel tickets.
(e)Scratch.

If a horse is scratched or declared a nonstarter no further tickets may be issued designating such horse and all tickets previously issued designating such horse shall be refunded and the money deducted from the gross pool. When such horse is part of a coupled entry or field, the provisions of section 4009.20 of this Subchapter shall govern.

(f)Winning combination.

The numbers of the first two horses as made official shall be the winning combination regardless of their respective order of finish, except that where more than one of such horses is part of a coupled entry or field with another of such horses, only the one best finisher of such horses shall be counted in the winning combination for payoff, and the horse or horses not in such coupled entry or field finishing the same, or, if applicable, next finishing, shall be the other part of the winning quinella combination. For example, if two horses in a coupled entry (or field):

(1)finish first and second, or in a dead heat for first, the winning combination will be the number of such entry or field and the number of the third finishing horse not part of such entry or field;
(2)finish first and in a dead heat for second, the winning combination will be the number of such entry or field and the number of the other horse dead-heated for second who is not part of such coupled entry or field;
(3)finish in a three-horse dead heat for win with another horse not part of such entry or field, the winning combination will be the number of such entry and the number of the horse not part of such entry.
(g)Failure to select a winning combination.

If no ticket is sold on a winning combination in a quinella pool, the net pool shall be apportioned among those holding tickets designating the horse placing first with any other horse and those holding tickets designating the horse placing second with any other horse, in the same manner in which a place pool is calculated.

(h)Dead heat.

In case of a dead heat between two horses for the first place, that combination shall be the winner of the quinella pool. In cases of a dead heat for first place involving more than two horses, the net pool shall be calculated and distributed to holders of tickets combining any two dead-heated horses as in a win pool dead heat.

(i)In case of a dead heat between two horses for second place, the pool shall be figured as a “ place pool,” the holders of tickets combining the winning horse and one of the two horses placing second participating in the payoff.
(j)In case of a dead heat for second place and no tickets are sold on one of the two winning combinations, the entire net pool shall be calculated as a win pool and distributed to those holding tickets on the other winning combination.
(k)If no tickets combine the winning horse with either of the place horses in the dead heat, the pool shall be apportioned among those holding tickets designating the first place horse and any other horse, and those holding tickets designating a second place horse with any other horse, as in a place pool in which a dead heat for place occurs.
(l)If no ticket is sold that would require distribution of a quinella pool to a winner as defined by this section, the track shall make a complete and full refund of the quinella pool.
(m)In the event fewer than four betting interests start, the quinella shall be declared off and the gross pool refunded.
(n)This section shall be prominently displayed throughout the betting area of each track conducting the quinella, and printed copies of this section shall be distributed by the track to patrons upon request.

9 NYCRR 4011.16 - Commission approval

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Races in which quinella betting shall be conducted shall be approved by the commission.

9 NYCRR 4011.20 - Exacta

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(a)The object of the exacta is to select in order the first and second place finisher in the designated exacta race. The exacta pool shall be held entirely separate from all other pools and is in no way a part of the daily double, or win, place or show pools.
(b)Races in which exacta betting shall be conducted shall be approved by the commission.
(c)If a horse is scratched or excused from racing no further tickets shall be sold designating such horse and all tickets previously sold designating such horse shall be refunded and the money deducted from the gross pool. Coupled entries or fields shall be governed by section 4009.20 of this Title.
(d)Dead heat.
(1)In the event of a dead heat for win, the net pool shall be distributed to each combination of winners separately as in a win pool dead heat, e.g., in a dead heat of two horses there are two winning combinations, in a dead heat of three horses there are six winning combinations.
(2)In the event of a dead heat for second, the net pool shall be divided as in a win pool dead heat among holders of tickets combining the winner with each second place horse.
(e)Winning combination.

The numbers of the first two horses as made official shall be the winning combination except that where more than one of such horses is part of a coupled entry or field with another of such horses only the best finisher of such horses shall be counted in the winning combination for payoff, and the horse or horses not in such coupled entry or field finishing the same, or, if applicable, next finishing, shall be the other part of the winning exacta combination. For example, if two horses in a coupled entry (or field):

(1)finish first and second, or in a dead heat for first, the winning combination will be the number of such entry or field and the number of the third finishing horse not part of such entry or field;
(2)finish first and in a dead heat for second, the winning combination will be the number of such entry or field and the number of the horse dead heated for second who is not part of such coupled entry or field; or
(3)finish in a three-horse dead heat for win with another horse not part of such entry or field, the winning combination will be the number of such entry and the number of the horse not part of such entry.
(f)In the event fewer than four betting interests start, the exacta shall be declared off and the gross pool refunded.
(g)Failure to select a winning combination.

If no exacta ticket is sold combining the winner and second place horse in order, the net pool shall be distributed to holders of exacta tickets designating the winner to win. In the event one horse only finishes and is declared winner, the net pool shall be distributed to holders of exacta tickets designating the winner to win. Should these circumstances be foreseeable when a pool is closed, an immediate announcement shall be made to hold all tickets because all combinations are not covered.

9 NYCRR 4011.21 - Trifecta

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A matched Register action is not later than the compiled-text reference date.

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SGC-19-15-00017-A · Adopted rule
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Jul 22, 2015
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Jul 22, 2015
(a)The object of the trifecta is to select in order, the first-, second- and third-place horses in a designated trifecta race. The trifecta pool shall be held entirely separate from all other pools and has no relation to any other pool.
(b)Races in which trifecta betting shall be conducted shall be approved by the commission and be clearly designated in the program.
(c)If a horse is scratched or excused from racing or betting no further tickets shall be sold designating such horse and all tickets previously sold designating such horse shall be refunded and the money deducted from the pool.
(d)
(1)If no ticket is sold designating, in order, the first three horses or only two horses finish, the net pool shall be distributed equally among holders of tickets designating the first two horses in order.
(2)If no ticket is sold designating, in order, the first two horses or only one horse finishes, the net pool shall be distributed equally among holders of tickets designating the horse to win.
(3)If no ticket is sold designating the winner to win, the trifecta shall be declared off and the gross pool refunded. An announcement of such possibility shall be made as soon as the pool closes.
(e)Dead heat.

In the event of a dead heat, all tickets designating the correct order of finish, crediting each horse in a dead heat as finishing in any of the dead-heat positions, shall be winning tickets. Distribution shall be in accordance with established pari-mutuel practice relative to dead heats, i.e., separate price calculations for different combinations.

(f)Coupled entries and fields are permitted in trifecta races. In such races no wagers may be accepted or issued (including “wheel” or “box” type bets) that couple the same coupled entry or the same field in the same combination.
(g)The numbers of the first three horses as made official shall constitute the winning combination, except that where two or more such horses are part of the same coupled entry or field only the best finishing position attained by such coupled entry or field horses shall be considered for pay-off purposes and the next best finishing horses not part of such coupled entry or field shall be selected to determine the winning trifecta combination.
(h)No trifecta wagering shall be conducted on any race having fewer than five betting entries. If fewer than five betting entries start, the trifecta shall be declared off and the gross pool refunded. The commission's steward may, in the exercise of discretion to protect the wagering public, require that there be at least six betting entries for the conduct of trifecta wagering.

9 NYCRR 4011.22 - Superfecta

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Jul 22, 2015
(a)The object of the superfecta is to select in order, the first-, second-, third- and fourth-place horses in a designated superfecta race. The superfecta pool shall be held entirely separate from all other pools and has no relation to any other pool.
(b)Races in which superfecta betting shall be conducted shall be approved by the commission and be clearly designated in the program.
(c)If a horse is scratched or excused from racing or betting no further tickets shall be sold designating such horse and all tickets previously sold designating such horse shall be refunded and the money deducted from the pool.
(d)
(1)If no ticket is sold designating, in order, the first four horses or only three horses finish, the net pool shall be distributed equally among holders of tickets designating the first three horses in order.
(2)If no ticket is sold designating, in order, the first three horses or only two horses finish, the net pool shall be distributed equally among holders of tickets designating the first two horses in order.
(3)If no ticket is sold designating, in order, the first two horses or only one horse finishes, the net pool shall be distributed equally among holders of tickets designating the horse to win.
(4)If no ticket is sold designating the winner to win, the superfecta shall be declared off and the gross pool refunded. An announcement of such possibility shall be made as soon as the pool closes.
(f)Dead heat.

In the event of a dead heat, all tickets designating the correct order of finish, crediting each horse in a dead heat as finishing in any of the dead-heat positions, shall be winning tickets. Distribution shall be in accordance with established pari-mutuel practice relative to dead heats, i.e., separate price calculations for different combinations.

(g)Coupled entries and fields are permitted in superfecta races. In such races no wagers may be accepted or issued (including “wheel” or “box” type bets) that couple the same coupled entry or the same field in the same combination.
(h)The numbers of the first four horses as made official shall constitute the winning combination, except that where two or more such horses are part of the same coupled entry or field only the best finishing position attained by such coupled entry or field horses shall be considered for pay-off purposes and the next best finishing horses not part of such coupled entry or field shall be selected to determine the winning superfecta combination.
(i)No superfecta wagering shall be conducted on any race having fewer than five betting entries. If fewer than five betting entries start, the superfecta shall be declared off and the gross pool refunded. The commission's steward may, in the exercise of discretion to protect the wagering public, require that there be at least six betting entries for the conduct of superfecta wagering.

9 NYCRR 4011.23 - WIN-3

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Jul 22, 2016
(a)When consistent with the public interest and the best interests of racing generally, the commission may approve a request from a track operator to offer “WIN-3” betting as a service to the betting public. Other names for such bets may be approved by the commission.
(b)The “WIN-3” is a unique pari-mutuel pool, separate from all other pari-mutuel pools. The object of the WIN-3 is to select the winners only of three consecutive races (legs) designated by the track operator and advertised clearly in the betting program.
(c)Winning payoff price.

From the gross pool is deducted the take-out and consolation payoff amounts, if any, and the resulting balance, divided by the amount wagered on the winning combination, less breaks, shall determine the payoff per dollar on winning bets.

(d)Dead heat winners.

If there are two or more winning combinations because of a dead heat in one or more legs there shall be a separate payoff price per dollar calculated for each winning combination as follows: from the gross pool is deducted the take-out, consolation payoff amounts, if any, and amounts wagered on all winning combinations; the balance shall be divided by the number of different winning combinations upon which bets were sold, each resulting allocated part being assigned to each respective winning combination; an allocated part plus the amounts bet on each winning combination when divided by the amount bet on such winning combination (less breaks) shall be the resulting payoff per dollar per respective winning combination.

(e)Failure to select a winning combination.
(1)Patrons shall be advised by public address to hold all WIN-3 tickets and the circumstances leading to such announcement: after the first leg if no bet selects a winner of the first leg; after the second leg if no bet combines the winners of the first two legs; and after the third leg if no bet combines all three winners.
(2)Should there be no bets on any winning combination, then all bets combining two winners shall be considered winning bets and paid a price per dollar bet calculated as with dead heat winning combinations. Consolation tickets combining such two winners shall be entitled to a winning payoff in addition to a consolation payoff.
(3)Should there be no bets combining winners of two legs, then all bets selecting a winner shall be considered winning bets and paid a price per dollar bet calculated as with winning dead heat combinations. Consolation tickets shall be entitled to a winning payoff in addition to a consolation payoff.
(4)Should there be no bets on any winner, the WIN-3 shall be declared off and the entire pool refunded.
(f)Race cancellations.
(1)If any leg is cancelled or declared non-betting before the start of the first leg, the pool shall be refunded.
(2)If either the second or third leg (or both) are cancelled or declared non-betting after the start of the first leg, payoffs will be determined on the basis of contested legs.
(g)Scratches and consolations.
(1)Refunds. In the event a betting entry is scratched (which hereinafter includes being declared a non-starter or a non-betting starter) from any leg of the WIN-3 prior to the start of the first leg, all bets containing such scratched betting entry shall be refunded to determine the gross pool and removed from further consideration in the pool. Coupled entries and fields are only considered “scratched” for purposes of this section in accordance with the provisions of section 4009.20 of this Title.
(2)Consolations.
(i)In the event a betting entry is scratched in the second leg after the start of the first leg a consolation payoff shall be computed for those bets combining the winners of the first and third legs with such scratched horse as follows: from the gross pool shall be deducted the statutory take-out and then the amount represented by bets on combinations involving entries scratched from the third leg (reduced by the rate of statutory take-out thereon). The resulting remainder shall be divided by the amounts bet on the combination of such first and third leg winners with all betting entries in the second leg (less breaks) to determine the consolation price per dollar payable to those bets combining winners of the first and third legs with an entry scratched in the second leg. The break shall not be deducted from the pool.
(ii)In the event a betting entry is scratched in the third leg after the start of the first leg, a consolation payoff shall be computed for those bets combining the winners of the first and second legs with such scratched horse as follows: from the gross pool shall be deducted the statutory take-out and then the amount represented by bets on combinations involving entries scratched from the second leg (reduced by the rate of statutory take-out thereon). The resulting remainder shall be divided by the amount bet on the combination of such first and second leg winners with all betting entries in the third leg (less breaks) to determine the consolation price per dollar payable to those bets combining winners of the first and second legs with an entry scratched in the third leg. The breaks shall not be deducted from the pool.
(iii)In the event betting entries are scratched in both the second and third legs after the start of the first leg, a consolation payoff shall be computed for those bets combining the winner of the first leg with entries scratched in both the second and third legs as follows: From the gross pool shall be deducted the take-out and the remainder shall be divided by the amount bet on the winner of the first leg combined with all other entries (less breaks) to determine the consolation price per dollar payable to those tickets combining the winner of the first leg with entries scratched from both the second and third legs. The breaks shall not be deducted from the pool.
(iv)Dead heat computations for consolation payoffs shall be consistent with the principles in subdivision (d) of this section as applied to remainders for payoff as determined in this subdivision.
(h)This rule shall be prominently displayed throughout the betting area of the track and printed copies shall be made available by the track to patrons upon request.

9 NYCRR 4011.24 - Earlier source heading: Pick-four pools

Related State Register notice: Adopted rule SGC-23-26-00012-A. Published Aug 26, 2026. Notice effective date: Aug 26, 2026.

Source version current through Jul 15, 2022

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SGC-23-26-00012-A · Adopted rule
Related notice published
Aug 26, 2026
Related notice effective date
Aug 26, 2026

Current section text is not available here.

9 NYCRR 4011.25 - Pick-five pools

Source version current through Aug 26, 2026

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Aug 26, 2026
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Aug 26, 2026

Pick-five pools

(a)Description. A winning pick-five wager requires selection of the first-place finisher in each of five designated, consecutive contests, unless otherwise provided in this section. The track operator must obtain written approval from the commission concerning the scheduling of pick-five contests, the designation of the method used and the amount of any cap to be set on the carryover. Any changes to the approved pick-five format require prior approval from the commission.
(b)Separate wager. The pick-five wager is not a parlay and has no connection or relation to the other betting pools for the respective races. The pick-five pool shall be held entirely separate from all other pools and is no part of a daily double, exacta, quinella, trifecta, superfecta or other wagering pool.
(c)No resale. Resale of pick-five tickets from one individual to another is prohibited, shall be grounds for ejection, and may be deemed illegal gambling.
(d)Clear designation. Races in which pick-five pools shall be conducted shall be clearly designated in the program and racing cards issued by the association or corporation.
(e)Ticket design. The design of the pick-five tickets shall be clearly and immediately distinguishable from other pari-mutuel tickets.
(f)Scratched horses and nonstarters.

Should a programmed starter be scratched or declared a nonstarter in any pick-five race before the start of the first pick-five race, any affected bettor may select another betting interest, if the wager can be canceled and a replacement wager issued before the start of the first pick-five race, or may obtain a cancellation of the wager prior to the start of the first race of the pick-five sequence. If neither option is exercised, then wagers upon such scratched or declared nonstarter shall be deemed wagers upon the designated horse for such race. The

designated horse

means the betting entry or field upon which the most wagering money has been registered at the track in the win pool at the close of win-pool betting for such race. (In the event of a money tie, the tied betting entry or field with the lowest program number shall be designated.) At any time after wagering begins on the pick-five pool, should an entire betting entry or field be scratched or declared a nonstarter in any pick-five race, no further tickets selecting such betting entry or field shall be issued, and wagers upon such betting entry or field, for purposes of the pick-five pool, shall be deemed wagers upon the designated horse. Wagers in the pick-five pool upon an entry or field of horses from which a starter or starters may have been scratched will, in the case of such entry or field, be deemed wagers upon the horse or horses remaining in such entry or field. In case no starter remains representing any betting entry or field, wagers upon such entry or field shall be deemed wagers upon the designated horse in the race affected by the scratch. Should the balance of a betting entry or field race as a non-betting starter for purposes of other pari-mutuel pools, as provided in sections 4009.20 and 4009.21 of this Article, wagers upon such entry or field shall be deemed wagers upon the designated horse for such race.

(g)Wagering tickets and winners.

If neither subdivision (h) nor subdivision (i) of this section applies, then the pick-five pool shall be apportioned, with the prior written approval of the commission following the request of track operator offering this wager, pursuant to either paragraph (1) or (2) of this subdivision, as follows: (1) the net pick-five pool and carryover, if any, shall be distributed as a single price pool to those who selected the first-place finisher in each of the pick-five contests, based on the official order of finish, unless otherwise provided in this section. If there are no such wagers, the net pick-five pool shall be added to the carryover; or

(2)the net pick-five pool and carryover, if any, shall be distributed as a single price pool to those who selected the first-place finisher in each of the pick-five contests, based on the official order of finish, or to the holders of wagers selecting the first-place finisher in each of the pick-five contests with no more than one all-win race, unless otherwise provided in this paragraph. Should there be no wager selecting winners of all five designated races or no wager selecting the winners of the designated races with no more than one all-win race, then 25 percent of the net pool, excluding carryover from the previous program, shall be distributed, less breaks, to the holders of wagers selecting the winners of the most pick-five races and 75 percent of the net pool shall be added to the carryover. In addition to the net-pool share and any carry-overs distributable when a wager correctly selects winners of all five designated races, or four winners and no more than one all-win race of a pick-five pool, there shall be distributed by the track operator from its own funds, upon such occurrence, any amounts the track operator has advertised that the track operator will add to the total distribution.
(h)Race cancellations.

Except for pick-five pools in which a designated distribution is to be made, the following shall apply:

(1)If one or two of the pick-five races are cancelled or declared no race or non-betting, then those who selected the winners of other pick-five races shall share the net pool. Any carryover from previous programs will be carried over to the next pick-five wager pool. If there are no such wagers and the track operator has selected the pick-five wagering option set

forth in paragraph (2) of subdivision (g) of this section, 25 percent of the net pick-five pool, excluding any carryover from previous programs, shall be distributed, less breaks, as a single price pool to those who selected the first-place finisher in the greatest number of pick-five races, and 75 percent shall be added to the carryover.

(2)If more than two of the pick-five races are cancelled or declared no race or non-betting, then the entire pool shall be cancelled and all pick-five wagers shall be refunded.
(3)If any of the designated races of the pick-five sequence is cancelled or declared no race or non-betting before the first pick-five race is made official, then the pick-five pool shall be declared off and the gross pool refunded.
(i)Surface transfer.

When the condition of a course warrants a change of racing surface to a course with a different surface in any of the pick-five races, and such change has not been known to the public before the close of wagering for the pick-five pool, then such changed race shall be deemed an all win race for pick-five wagering purposes. An

all-win race

means the winning horse of that race is assigned to each pick-five bettor as such bettor’s selection for that race. Except for pick-five pools in which a final distribution is to be made, a pick-five pool with surface transfer(s) shall be handled as follows:

(1)If there was a surface change to a course with a different surface in only one of the pick-five races, then the bettors who selected the winners of the four pick-five races for which there were no surface changes shall share that day's net pool for such wager as well as any carryover. If there are no such

wagers and the track operator has selected the pick-five wagering option set forth in paragraph (2) of subdivision (g) of this section, 25 percent of the net pick-five pool, excluding any carryover from previous programs, shall be distributed, less breaks, as a single price pool to those who selected the first-place finisher in the greatest number of pick-five races, and 75 percent shall be added to the carryover.

(2)If there was a surface change to a course with a different surface in more than one of the pick-five races, then the bettors who selected the winners of all the other pick-five races shall share that day's net pool for such wager but shall not share any carryover (any such previous carryover to be carried over to the next performance’s pick-five wager pool). If there are no such

wagers and the track operator has selected the pick-five wagering option pursuant to paragraph (2) of subdivision (g) of this section, 25 percent of the net pick-five pool, excluding any carryover from previous programs, shall be distributed, less breaks, as a single price pool to those who selected the first-place finisher in the greatest number of pick-five races, and 75 percent shall be added to the carryover.

(3)If there are one or more surface-change races in the pick-five sequence, and there are no bettors who selected the winner(s) of all the other pick-five races, then: (i) if the track operator has selected the pick-five wagering option set forth in paragraph (1) of subdivision (g) of this section, the net pool for such program shall be carried over to the next performance’s pick-five wager pool; or
(ii)if the track operator has selected the pick-five wagering option pursuant to paragraph (2) of subdivision (g) of this section, 25 percent of the net pick-five pool, excluding any carryover from previous programs, shall be distributed, less breaks, as a single price pool to those who selected the first-place finisher in the greatest number of pick-five races, and 75 percent shall be added to the carryover.
(4)If there are one or more surface-change races in the pick-five sequence and there are no bettors who selected the winner of any of the other pick-five races, then the entire pool for such program shall be refunded.
(j)Dead heats.

If there is a dead heat for first in any of the pick-five contests involving:

(1)contestants representing the same betting interest, then the pick-five pool shall be distributed as if no dead heat occurred; or
(2)contestants representing two or more betting interests, then the pick-five pool shall be distributed as a single price pool with each winning wager receiving an equal share of the profit.
(k)Carryovers.
(1)The pick-five carryover may be capped at a designated level approved by the commission so that if, at the close of any performance, the amount in the pick-five carryover equals or exceeds the designated cap, then the pick-five carryover will be frozen until such carryover is won or distributed under the other provisions of this section.

After the pick-five carryover is frozen, 100 percent of the net pool that ordinarily would be added to the pick-five carryover shall be distributed to those whose selection finished first in the greatest number of pick-five contests for that performance.

(2)A written request for permission to distribute the pick-five carryover on a specific performance may be submitted to the commission. The request must contain justification for the distribution, an explanation of the benefit to be derived and the intended date and performance for the distribution.
(3)If for any reason the pick-five carryover must be held over to a subsequent meet, the carryover shall be deposited in an interest-bearing account approved by the commission. The pick-five carryover plus accrued interest shall then be added to the net pick-five pool of the following meet on a date and performance so designated by the commission.
(4)With the written approval of the commission, the track operator may contribute to the pick-five carryover a sum of money up to the amount of any designated cap.
(l)Other designated distributions.

The pick-five carryover may be designated for distribution on a specified date and performance, other than as a final distribution, as set forth in subdivision (m) of this section, only under the following circumstances:

(1)upon written approval from the commission as provided in subdivision (i) of this section; or
(2)upon written approval from the commission when there is a change in the carryover cap, a change from one type of pick-(n) wagering to another, or when the pick-five pool is discontinued.

If the pick-five carryover is designated for distribution on a specified date and performance in which there are no wagers selecting the winner in each of the pick-five races, then the net pool, with any carryover, shall be distributed as a single-price pool to those whose selection finished first in the greatest number of pick-five contests.

(m)Final distribution.

The track operator shall select, with the approval of the commission, a date and program during the final week of the annual assigned racing dates of the track operator, and also during the year during the final week of a meeting at a track after which such track operator will operate at another track, when there shall be a final distribution of all accumulated carryovers together with the net pool of the pick-five pool conducted during such program to the holders of wagers selecting the winners of the most pick-five races contested during such program. If all pick-five races on the program designated for final distribution are cancelled and no further programs are conducted at the meeting, then no other pick-five pools shall be conducted during such week and the commission shall require that a pick-five pool be conducted on the first program of the next race meeting conducted at such track by such track operator to provide for final distribution for such prior meeting. The commission may also order a final distribution for an earlier time in the commission’s discretion.

(n)Suspension of wager. The track operator may suspend previously approved pick-five wagering with the prior approval of the commission. Any carryover shall be held until the suspended pick-five wagering is reinstated. A track operator may request approval of a pick-five wager or separate wagering pool for specific performances.
(o)[

Reserved

]

(p)Other occurrences. In the event of occurrences not encompassed within the explicit provisions of this section, distribution shall be formulated on the basis of established pari-mutuel practice and in accordance with the distribution philosophy set forth in this section; provided, nevertheless, that if full distribution of the pool is made on the basis of outstanding tickets, then the method of formulation announced by the track and the basis upon which payments have been made shall be deemed conclusively correct and not subject to review.
(q)Posting of winning combinations.

Every pick-five wagering combination entitled to a payoff shall be posted publicly by the track operator together with the payoff price.

(r)Non-transferability.

Pick-five tickets shall be nontransferable, and violations of this subdivision may lead to confiscation and cancellation of such tickets in addition to other disciplinary action.

(s)Betting information.

A track operator may display publicly information in regard to combinations wagered upon, amounts wagered on such combinations, numbers of tickets sold or number of tickets still capable of winning a pick-five pool. The operation of the totalisator equipment and reports generated thereby shall be subject to the strict supervision of the commission.

(t)-(w) [

Reserved

]

(x)Rule availability. Copies of this section shall be made available free of charge by the track operator to the public in the public betting area of the track.

9 NYCRR 4011.26 - Earlier source heading: Pick-six pools

Related State Register notice: Adopted rule SGC-23-26-00012-A. Published Aug 26, 2026. Notice effective date: Aug 26, 2026.

Source version current through Jul 15, 2022

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Dates and status
NYCRR title agency
Executive Department
Section status
Later rule activity found
Source version current through
Jul 15, 2022
Related Register notice
SGC-23-26-00012-A · Adopted rule
Related notice published
Aug 26, 2026
Related notice effective date
Aug 26, 2026

Current section text is not available here.

9 NYCRR 4011.27 - Earlier source heading: Pick-six jackpot pools

Related State Register notice: Adopted rule SGC-23-26-00012-A. Published Aug 26, 2026. Notice effective date: Aug 26, 2026.

Source version current through Jul 15, 2022

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Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Jul 15, 2022
Related Register notice
SGC-23-26-00012-A · Adopted rule
Related notice published
Aug 26, 2026
Related notice effective date
Aug 26, 2026

Current section text is not available here.

9 NYCRR 4011.28 - Grand Slam

Source version current through Aug 26, 2026

A matched Register action is not later than the compiled-text reference date.

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Dates and status
NYCRR title agency
Executive Department
Section status
Compiled text with Register check
Effective date
Aug 26, 2026
Source version current through
Aug 26, 2026
Related Register notice
SGC-23-26-00012-A · Adopted rule
Related notice published
Aug 26, 2026
Related notice effective date
Aug 26, 2026
(a)Commission approval.

The racing association or corporation must obtain written approval from the commission for the initial scheduling or specific performances of Grand Slam races or any other name used to characterize this bet type, and identify the pari-mutuel pool and any required distribution percentages. Changes to the approved Grand Slam format, or suspension of previously approved Grand Slam wagering, require prior approval from the commission.

(b)Grand Slam pools.
(1)The Grand Slam requires selection of the official first-, second- or third-place finisher in each of the first three races in a series of four designated Grand Slam races. A completed winning Grand Slam wager requires the selection of the official first place finisher in the fourth and final event in this same series of races. The Grand Slam wager is classified as an exotic bet and is subject to the prevailing exotic takeout rate set forth in sections 236 and 238 of the Racing, Pari-Mutuel Wagering and Breeding Law.
(2)The Grand Slam pool shall be apportioned under the following method: Grand Slam Wager with no carryover.
(i)The net Grand Slam pool shall be distributed from a single betting pool to participants who selected the first, second or third-place finisher in the first three races of a series of four Grand Slam races completing a winning wager with the selection of the first place finisher in the fourth and final Grand Slam event in this same series, based upon the official order of finish.
(ii)If there are no winning wagers taking into account all four segments of the Grand Slam wager, the pool shall be distributed as a single price pool to those who selected the first place finisher in the fourth and final Grand Slam event in this series of races along with the greatest number of first, second or third-place finishes each of which had an accompanying show pari-mutuel payout, in accordance with section 4009.22 of this Title, in each of the first three races in the series of four designated Grand Slam races. All results are based upon the official order of finish for each race.
(3)If there is a dead heat for first in any of the Grand Slam segments involving:
(i)official program numbered horses representing the same betting interest, the Grand Slam pool shall be distributed as if no dead heat occurred;
(ii)official program numbered horses representing two or more betting interests, the Grand Slam pool shall be distributed from a single betting pool with a winning wager including each betting interest participating in the dead heat provided each entrant has a pari-mutuel show payout within its race.
(4)If there is a dead heat for second and/or third in any of the first three races in a series of four designated Grand Slam contests involving:
(i)horses representing the same betting interest, the Grand Slam pool shall be distributed as if no dead heat occurred;
(ii)horses representing two or more betting interests, the Grand Slam pool shall be distributed from a single betting pool with a winning wager including the betting interest that finished first or any betting interest involved in the dead heat for second or third providing the horse has a show pari-mutuel payout.
(5)Should a betting interest in any of the Grand Slam contests be scratched:
(i)the actual favorite, as evidenced by total amounts wagered in the win pool at the host association for the contest at the close of wagering on that contest, shall be substituted for the scratched betting interest for all purposes, including pool calculations. In the event that the win pool total for two or more favorites is identical, the substitute selection shall be the betting interest with the greatest amount of money in the place pool. The totalisator shall produce reports showing each of the wagering combinations with substituted betting interests which became winners as a result of the substitution, in addition to the normal winning combination;
(ii)should a scratch or scratches occur in any of the first three races in a series of four designated Grand Slam contests and subsequently show wagering is cancelled due to an insufficient number of remaining betting interests, this race for winning Grand Slam wagering purposes would include the win and place horse only.
(6)The Grand Slam pool shall be canceled and all Grand Slam wagers for the individual performance shall be refunded if at least two contests included as part of a Grand Slam wager are canceled or declared "no contest."
(7)If at least one race included as part of a Grand Slam wager is canceled or declared "no contest," but not more than the number specified in paragraph (6) of this subdivision, the net pool shall be distributed from a single betting pool to those bettors whose selections finished first, second or third in the greatest number of Grand Slam contests in the first three races in a series of four designated Grand Slam contests. In determining a pari-mutuel distribution under this section, a finish of first in the final and fourth designated Grand Slam contest race for the performance in question shall have the same weight as a finish of first, second or third in the greatest number of Grand Slam contests in the first three races in a series of four designated Grand Slam contests.
(8)When the condition of the course warrants a change of racing surface in any of the legs of the Grand Slam races, and such change has not been made known to the betting public prior to the close of wagering for the Grand Slam pool, the stewards shall declare the changed leg(s) a "no contest" for Grand Slam wagering purposes and the pool shall be distributed in accord with paragraph (7) of this subdivision.
(9)Providing information to any person regarding covered combinations, amounts wagered on specific combinations, number of tickets sold, or number of live tickets remaining prior to the third segment of the wager being made official is strictly prohibited. This shall not prohibit necessary communication between totalisator and pari-mutuel department employees for processing of pool data.

9 NYCRR 4011.29 - Earlier source heading: Additional authorized wagers

Related State Register notice: Adopted rule SGC-15-24-00011-A. Published Jul 10, 2024. Notice effective date: Jul 10, 2024.

Source version current through Jul 10, 2024

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Dates and status
NYCRR title agency
Executive Department
Section status
Section source receipt
Source version current through
Jul 10, 2024
Related Register notice
SGC-15-24-00011-A · Adopted rule
Related notice published
Jul 10, 2024
Related notice effective date
Jul 10, 2024

Current section text is not available here.

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