9 NYCRR Part 4000 - Executive Department

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Source version current through Jul 15, 2022

All 4 displayed sections in this Part carry the same compiled date. Status and warnings stay on each section.

9 NYCRR 4000.1 - Division of rules

Later State Register activity may affect this section.

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Dates and status

NYCRR title agency: Executive Department
Section status: Section source receipt
Source version current through: Jul 15, 2022

This Article sets forth the thoroughbred racing rules and regulations of the New York State Gaming Commission.

9 NYCRR 4000.2 - Powers reserved

Later State Register activity may affect this section.

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Dates and status

NYCRR title agency: Executive Department
Section status: Section source receipt
Source version current through: Jul 15, 2022

All powers of the commission not specifically defined in this Subchapter are reserved to the commission under the laws creating the commission and specifying the commission’s powers and duties.

9 NYCRR 4000.3 - Definitions

A matched Register action is not later than the compiled-text reference date.

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Dates and status

NYCRR title agency: Executive Department
Section status: Section source receipt
Source version current through: Jul 15, 2022
Related Register notice: SGC-40-19-00012-A · Adopted rule
Related notice published: Jan 8, 2020
Related notice effective date: Jan 8, 2020

(a)Association or racing association means any corporation or franchised corporation authorized by the Racing, Pari-Mutuel Wagering and Breeding Law, whether or not duly licensed by the commission.

(b)Bookmaking or making book means the acceptance or solicitation of a wager as defined by article 225 of the Penal Law.

(c)Commission means the New York State Gaming Commission or, when referring to other jurisdictions, the governmental body having authority over the horse racing and wagering activities in the jurisdiction.

(d)Racetrack operator means the corporation, association or other business entity that is licensed, franchised or otherwise permitted to manage and operate a race track at which pari-mutuel thoroughbred horse racing is conducted in New York State.

(e)Owner or stable, as applied to the racing of a horse, shall include a managing owner, a racing owner, a part owner, a lessor and a lessee and may comprise one or more natural persons in a partnership or in any other authorized form of collective ownership or control and such entity, as more fully defined in Part 4026 of this Subchapter.

(f)Race track or track shall mean any and all parts of the plant of a racing association, including but not limited to: the racing strip, the approaches and entrances, the stands and all other accommodations and facilities afforded to the public, the stables, barns, paddocks, quarters of jockeys and others employed in or about the track, judges' and stewards' boxes, photo finish and film patrol plants, pari-mutuel offices, facilities and equipment, totalisator and public annunciator system.

(g)Rules and regulations shall be deemed to include all rules of the commission applicable to administration and racing unless other meaning is clearly indicated.

(h)Stewards shall mean the steward of the commission, the steward appointed by The Jockey Club, and the steward appointed by the racing association conducting the meeting, or their deputies or substitutes, acting together or such of them as may be acting at the time.

(i)Unless another meaning is clearly indicated, words of any gender shall include the masculine, feminine, and neuter and refer to natural persons and legal entities, including a State department, agency, instrumentality, and governmental subdivision, and words of number shall include the singular and plural.

9 NYCRR 4000.4 - Earlier source heading: [Repealed]

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Dates and status

NYCRR title agency: Executive Department
Section status: Section source receipt
Source version current through: Jul 15, 2022

Current section text is not available here.

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