New York regulations
Title 9 Part 30
Executive Department
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9 NYCRR 30.1 - Fee
No later Register activity identified in this check.
Dates and status
- Compiling agency
- Executive Department
- Text status
- Source receipt
- Compiled text through
- Jul 31, 2022
- Register checked through
- July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
- Activity status
- No later Register activity identified in this check.
- Source snapshot
- Jun 6, 2026
The fee for an annual brokers permit shall be $200.
9 NYCRR 30.2 - Place of filing
No later Register activity identified in this check.
Dates and status
- Compiling agency
- Executive Department
- Text status
- Source receipt
- Compiled text through
- Jul 31, 2022
- Register checked through
- July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
- Activity status
- No later Register activity identified in this check.
- Source snapshot
- Jun 6, 2026
Applications for such permits shall be filed on a form and in a manner as designated by the authority.
9 NYCRR 30.3 - Privileges granted by permit
No later Register activity identified in this check.
Dates and status
- Compiling agency
- Executive Department
- Text status
- Source receipt
- Compiled text through
- Jul 31, 2022
- Register checked through
- July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
- Activity status
- No later Register activity identified in this check.
- Source snapshot
- Jun 6, 2026
To act as a broker in the purchase or sale of alcoholic beverages for a fee, or commission, for or on behalf of a person authorized to manufacture or sell at wholesale, alcoholic beverages within or without the state.
9 NYCRR 30.4 - Restriction upon issuance and use of permit
No later Register activity identified in this check.
Dates and status
- Compiling agency
- Executive Department
- Text status
- Source receipt
- Compiled text through
- Jul 31, 2022
- Register checked through
- July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
- Activity status
- No later Register activity identified in this check.
- Source snapshot
- Jun 6, 2026
No such permit shall be issued to any person who does not qualify under section 126 of the Alcoholic Beverage Control Law, except as to citizenship, or who is interested in the manufacture or sale of alcoholic beverages in any manner whatsoever, either as an owner or a partner, if a partnership, or as a stockholder, officer or director, if a corporation.
9 NYCRR 30.5 - Books and records
No later Register activity identified in this check.
Dates and status
- Compiling agency
- Executive Department
- Text status
- Source receipt
- Compiled text through
- Jul 31, 2022
- Register checked through
- July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
- Activity status
- No later Register activity identified in this check.
- Source snapshot
- Jun 6, 2026
Such permittees shall maintain separate books and records which shall include, but not necessarily be limited to, the names and addresses of all purchasers and sellers of alcoholic beverages; the quantity and type of alcoholic beverages involved in each transaction; and the amount of the commission or fee accruing to such permittee from each transaction. The records of such permittees shall also include documents or photostats evidencing the authority of each out-of-state purchaser to import alcoholic beverages into the state or foreign country to which such alcoholic beverages are consigned; and, all correspondence, memoranda and documents relating to transactions involving alcoholic beverages and the broker's employment in connection therewith. Such records shall be maintained for a period of at least two years.