New York Codes, Rules and Regulations (NYCRR)
Title 9 Part 30
Executive Department
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All 5 displayed sections in this Part carry the same compiled date. Status and warnings stay on each section.
9 NYCRR 30.1 - Fee
Later State Register activity may affect this section.
Dates and status
- NYCRR title agency
- Executive Department
- Section status
- Section source receipt
- Source version current through
- Jul 31, 2022
The fee for an annual brokers permit shall be $200.
9 NYCRR 30.2 - Place of filing
A matched Register action is not later than the compiled-text reference date.
Dates and status
- NYCRR title agency
- Executive Department
- Section status
- Section source receipt
- Source version current through
- Jul 31, 2022
- Related Register notice
- LQR-13-15-00002-A · Adopted rule
- Related notice published
- Aug 12, 2015
- Related notice effective date
- Aug 12, 2015
Applications for such permits shall be filed on a form and in a manner as designated by the authority.
9 NYCRR 30.3 - Privileges granted by permit
Later State Register activity may affect this section.
Dates and status
- NYCRR title agency
- Executive Department
- Section status
- Section source receipt
- Source version current through
- Jul 31, 2022
To act as a broker in the purchase or sale of alcoholic beverages for a fee, or commission, for or on behalf of a person authorized to manufacture or sell at wholesale, alcoholic beverages within or without the state.
9 NYCRR 30.4 - Restriction upon issuance and use of permit
Later State Register activity may affect this section.
Dates and status
- NYCRR title agency
- Executive Department
- Section status
- Section source receipt
- Source version current through
- Jul 31, 2022
No such permit shall be issued to any person who does not qualify under section 126 of the Alcoholic Beverage Control Law, except as to citizenship, or who is interested in the manufacture or sale of alcoholic beverages in any manner whatsoever, either as an owner or a partner, if a partnership, or as a stockholder, officer or director, if a corporation.
9 NYCRR 30.5 - Books and records
Later State Register activity may affect this section.
Dates and status
- NYCRR title agency
- Executive Department
- Section status
- Section source receipt
- Source version current through
- Jul 31, 2022
Such permittees shall maintain separate books and records which shall include, but not necessarily be limited to, the names and addresses of all purchasers and sellers of alcoholic beverages; the quantity and type of alcoholic beverages involved in each transaction; and the amount of the commission or fee accruing to such permittee from each transaction. The records of such permittees shall also include documents or photostats evidencing the authority of each out-of-state purchaser to import alcoholic beverages into the state or foreign country to which such alcoholic beverages are consigned; and, all correspondence, memoranda and documents relating to transactions involving alcoholic beverages and the broker's employment in connection therewith. Such records shall be maintained for a period of at least two years.