New York Codes, Rules and Regulations (NYCRR)

Title 9 Part 274

Executive Department

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9 NYCRR 274.1 - Applicability

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Executive Department
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Section 32 of the Navigation Law provides that no person may erect or replace a dock, wharf, pier, jetty, platform or other structure built on floats, columns, open timber, piles or similar open-work supports in navigable waters of the State which interferes with the free and direct access of any other person without such person's written permission. This Part shall apply in all administrative proceedings brought pursuant to section 32 of the Navigation Law.

9 NYCRR 274.2 - Parties

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Executive Department
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A person (complainant) may file a written complaint with the Commissioner of General Services (commissioner) stating that another (respondent) has constructed or will construct a dock, wharf, pier, jetty, platform or other similar structure built on floats, columns, open timber, piles or similar open-work supports in navigable waters of the State which interferes with the complainant's free and direct access to such waters to or from the complainant's property, wharf, dock, or similar structure.

9 NYCRR 274.3 - Subject

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The complaint must involve a dock, wharf, pier, jetty, platform or other similar structure and its interference with the complainant's free and direct access to navigable waters of the State.

9 NYCRR 274.4 - Complaint

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A complaint must include:

(a)Names and addresses of parties, name of the water body involved and the municipality (city, village, town and county) in which it is situated.
(b)Copies of deeds to the properties or other documentary evidence of the basis of the rights or interference claimed and tax map of the area.
(c)Map or drawing showing complainant's waterfront, structures or facilities if any in the water or along the water's edge and respondent's waterfront structures and the configuration of the shoreline for 100 feet on either side of the complainant's frontage. Maps should show property lines within 25 feet of the shore extending inland from the waters edge and distances to scale.
(d)A statement in narrative form explaining why the respondent's facilities do or will interfere with the complainant's free and direct access to navigable water. The complainant must establish that such person has the right to access which is being denied and that the actions of the respondent constitute a denial of the exercise of that right.
(e)Copies of all applicable permits issued by Federal, State and/or local agencies including Coastal Zone Management consistency statements and zoning variances.

9 NYCRR 274.5 - Earlier source heading: Standards

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Current section text is not available here.

9 NYCRR 274.6 - Procedure

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Executive Department
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In case any written complaint shall be filed with the Commissioner of General Services and he shall have cause to believe, or in case the commissioner shall have cause to believe, that any person is violating the provisions of section 32 of the Navigation Law, the commissioner shall cause an investigation to be made within 45 days. When the complaint has been reviewed and found to be in proper form, a notice of approved complaint will be sent by certified mail to the complainant and the respondent. The notice will include the complaint, maps, other pertinent documentation and advice that a reply by the respondent must be submitted within 60 days from the date of mailing.

9 NYCRR 274.7 - First stage resolution

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Executive Department
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Within 90 days of issuance of the notice of approved complaint, commissioner's staff will review the information submitted and will:

(a)recommend a resolution; or
(b)upon stipulation of the parties and withdrawal of the complaint, discontinue the investigation; or
(c)specify additional information, if any, to be submitted, schedule a meeting, or schedule a hearing.

9 NYCRR 274.8 - Second stage hearing

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Executive Department
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The primary purpose of a hearing is to determine and evaluate unresolved issues of fact or law.

(a)Hearing officer.

The commissioner will appoint a hearing officer or may hire a person from outside the Office of General Services to hold a particular hearing. Subject to review by the commissioner, the hearing officer shall have power to: rule upon motions and requests; administer oaths and affirmations; summon and examine witnesses; admit or exclude evidence; hear argument on facts or law; do all acts and take all measures necessary for the maintenance of order and efficient conduct of the hearing.

(b)Place and time.

The hearing officer may schedule the hearing in Albany or any other time and place.

(c)Participation.

A party may appear in person or by counsel. If an attorney represents a party, all papers not required by law to be served personally upon such party shall be served upon the party's attorney. Any person appearing on behalf of a party in a representative capacity shall be required to disclose the basis of their authority to act in such capacity. If the respondent fails to appear at the hearing, issues on which it has the burden of proof may be resolved against said party. Any party who is present may elect, subject to the discretion of the hearing officer, to present all or part of its evidence by affidavit rather than by oral testimony. The hearing officer may open a default or relieve any party of the consequences of any default upon good cause shown, for example, that one has a real interest in the determination and was not given adequate notice or that one was not able to present certain evidence before for reasons beyond his or her control. Failure to appear at a hearing shall not be deemed to be a waiver of the right to be provided with a copy of the findings of fact, final determination and order or to proceed otherwise in any manner prescribed by law.

(d)Notice.

When the commissioner schedules a hearing, notice thereof will be mailed to the parties. The notice will include a statement of the time, place and nature of the hearing, the legal authority under which the hearing is to be held, the statutes and rules involved and a short, plain statement of the matters asserted. The notice will also state what the consequences will be if either party fails to attend the hearing or submit additional information.

(e)Evidence.
(1)Each witness shall, before testifying, be sworn or make affirmation.
(2)Prefiled, written testimony may be presented by any party with permission of and subject to the discretion of the hearing officer. Such permission shall be freely granted in the interest of expediting the proceeding. Prefiled testimony shall be sworn to by the witness and subject to cross-examination.
(3)When necessary, in order to prevent undue prolongation of the hearing, the hearing officer may limit the number of times any witness may testify, the repetitious examination or cross-examination of witnesses, or the amount of corroborative or cumulative testimony.
(4)The rules of evidence shall not be strictly applied; provided, however, the hearing officer shall exclude irrelevant, immaterial or unduly repetitious evidence and shall give effect to the rules of privilege recognized by law.
(5)Every party shall have the right to present evidence and cross-examine witnesses.
(6)The hearing officer may take official notice of all facts of which judicial notice could be taken and of other facts within the specialized knowledge of the Office of General Services. Any party excepting thereto prior to the conclusion of the hearing, if such fact be taken notice of during the hearing, or a party who shall make written application therefor at any time prior to 10 days after service or notice of findings apprising him of such noticed fact, shall be afforded an opportunity to dispute the fact.
(7)Any writing or record, whether in the form of an entry in a book or otherwise, made as a memorandum or record of any act, transaction, occurrence or event, shall be admissible in evidence, if the hearing officer finds that it was made in the regular course of any business and that it was the regular course of such business to make it, at the time of the act, transaction, occurrence or event, or within a reasonable time thereafter. All other circumstances of the making of the memorandum or record, including lack of personal knowledge by the maker, may be proved to affect its weight, but they shall not affect its admissibility. The term business includes a business profession, occupation and calling of every kind.
(8)Where a public officer is required or authorized, by special provisions of law, to make a certificate or affidavit to a fact ascertained, or an act performed by him in the course of his official duty, and to file or deposit in a public office of the State, the certificate or affidavit so filed or deposited is prima facie evidence of the facts stated.
(9)A statement signed by an officer or a qualified agent or representative having legal custody of specified official records of the United States, or of any state, county, town, village or city or of any court thereof, or kept in any public office thereof, that he has made diligent search of the records and has found no record or entry of a specified nature, is prima facie evidence that the records contain no such record or entry, provided that the statement is accompanied by a certificate that legal custody of the specified official records belongs to such person, which certificate shall be made by a person described in rule 4540 of the Civil Practice Law and Rules of the State of New York.
(10)All maps, surveys and official records affecting real property, which have been on file in the State in the office of the register of any county, any county clerk, any court of record or any department of the State or City of New York for more than 10 years, are prima facie evidence of their contents.
(11)Oral argument may be permitted by the hearing officer within his or her discretion and shall be recorded.
(12)All written statements, charts, tabulations and similar data offered in evidence the hearing shall, upon a showing satisfactory to the hearing officer of their authenticity relevancy, and materiality, be received in evidence and shall constitute a part of the record.
(13)Where the testimony of a witness refers to a statute, report or document, the hearing officer shall, after establishing the identity of such statute, report or document, determine whether the same shall be produced at the hearing and physically be made a part of the record or shall be incorporated in the record by reference.
(f)Record.

A written transcript or official record of the hearing will be made and copies will be made available to the parties at cost as provided by section 302 of the State Administrative Procedure Act.

(g)Report.

Within 45 days from the date of availability of the transcript of the hearing, the hearing officer will write a report and make recommendations dispositive of the problem.

(h)Findings and conclusions.

The hearing officer's report will be submitted to the commissioner who will make and serve an Order setting forth his findings of fact and his conclusions pursuant to section 307 of the State Administrative Procedure Act.

9 NYCRR 274.9 - Issuance of order

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Executive Department
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Copy of the order will be mailed to each of the parties.

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