New York regulations

Title 4 Part 213

Department of Civil Service

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11 sections

Compiled text through Jan 31, 2026Register checked through July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)

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4 NYCRR 213.1 - Scope

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Department of Civil Service
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Jan 31, 2026
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Jun 6, 2026

This Part applies to exceptions and motions for leave to file exceptions to the board to decisions, reports, orders, rulings or other appealable findings or determinations of the director, the director of conciliation, an assistant director or an administrative law judge.

4 NYCRR 213.2 - Exceptions

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Department of Civil Service
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Jan 31, 2026
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(a)Within 15 working days after receipt of a final decision or report by the director, the director of conciliation, an assistant director or administrative law judge, a party may file with the board a statement in writing setting forth exceptions thereto or to any other part of the record or proceedings. An original and four copies shall be filed, to be accompanied with an original and four copies of a separate brief in support thereof, along with proof of service on all other parties. Should the chairperson authorize electronic filing of exceptions, the filing of a signed paper original consistent with this section and electronic filing and service of a copy shall constitute compliance with the filing and service requirements herein contained. A copy of such exceptions and briefs shall be simultaneously served upon all other parties.
(b)The exceptions shall:
(1)set forth specifically the questions or policy to which exceptions are taken;
(2)identify that part of the decision, report, order, ruling or other findings or determinations to which exceptions are taken;
(3)designate by page citation the portions of the record relied upon; and
(4)state the grounds for exceptions. An exception which is not specifically urged is waived.
(c)The board shall not determine violations of the act and affirmative defenses that were not properly pled.

4 NYCRR 213.3 - Cross-exceptions; responses; replies

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Department of Civil Service
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Jan 31, 2026
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July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
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Within seven working days after receipt of exceptions, any party may file in the same manner as the exceptions were filed, a response thereto, or cross exceptions and a brief in support thereof, together with proof of service of copies of these documents upon each party to the proceeding. Within seven working days after receipt of cross exceptions, any party may file in the same manner as the cross-exceptions were filed a response thereto, together with proof of service of a copy thereof upon each party. No pleading other than exceptions, cross-exceptions or a response thereto and no brief other than that filed in support of such pleading will be accepted or considered by the board unless it is requested by the board or filed with the board's authorization. If any additional pleading or brief is requested or authorized by the board, the board shall notify the parties regarding the conditions under which that pleading will be permitted.

4 NYCRR 213.4 - Motions for leave to file interlocutory exceptions in extraordinary circumstances

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Department of Civil Service
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Jan 31, 2026
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(a)Within 10 working days after any interim decision, order or ruling, a party may, consistent with section 212.4(d) of this Chapter, file with the board an original and four copies of a motion seeking leave to file interlocutory exceptions to such interim decision, order or ruling. An original and four copies of a brief in support thereof shall be filed simultaneously as a separate document. A copy of the motion and briefs shall be served simultaneously upon all other parties and proof of such service shall be filed with the board. Should the chairperson authorize electronic filing of such motions and responses thereto, the filing of a signed paper original consistent with this section and electronic filing and service of a copy shall constitute compliance with the filing and service requirements herein contained.
(b)The motion for leave to file interlocutory exceptions shall:
(1)identify the alleged extraordinary circumstances warranting the grant of leave to file exceptions which shall include the factual, legal and/or policy reasons why leave should be granted;
(2)contain the proposed exceptions that shall meet the requirements of section 213.2 of this Part; and
(3)attach copies of pleadings, the decision, order or ruling and relevant excerpts from the record.
(c)Initial review.

After a motion for leave to file exceptions is filed, the deputy chair or agent of the board so designated shall review the motion to determine whether it complies with subdivisions (a) and (b) of this section.

4 NYCRR 213.5 - Responses to motions for leave to file exceptions

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Department of Civil Service
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Jan 31, 2026
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July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
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Within five working days after notification from the deputy chair or other agent of the board so designated that the motion for leave will be considered by the board, any other party may file an original and four copies of a response and brief in opposition as a separate document. A copy of the response and brief shall be served simultaneously upon all other parties and proof of such service shall be filed with the board. Should the chairperson authorize electronic filing of such motions and responses thereto, the filing of a signed paper original consistent with this section and electronic filing and service of a copy shall constitute compliance with the filing and service requirements herein contained.

4 NYCRR 213.6 - Board action on motion for leave to file exceptions

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Dates and status
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Department of Civil Service
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Jan 31, 2026
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(a)The board may grant or deny a motion for leave to file exceptions in a non-final decision. The denial of a motion for leave shall not preclude a party from filing an exception from a final determination by the director, the director of conciliation, an assistant director or administrative law judge.
(b)Upon the grant of a motion for leave to file exceptions, the board shall issue a schedule for the filing of exceptions, cross-exceptions, responses and briefs.

4 NYCRR 213.7 - Request for extension of time

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Compiling agency
Department of Civil Service
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Jan 31, 2026
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July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
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Jun 6, 2026

A request for an extension of time within which to file exceptions, motions for leave to file exceptions, cross-exceptions, responses and briefs shall be in writing, and filed with the board before the expiration of the required time for filing them, provided that the time during which to request an extension of time may be extended because of extraordinary circumstances. A party requesting an extension of time shall notify all parties of its request and shall indicate to the board the position of each other party with regard to such request.

4 NYCRR 213.8 - Oral argument

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Compiling agency
Department of Civil Service
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Jan 31, 2026
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If a party desires to argue orally before the board, a written request with reasons therefor shall accompany the exceptions, the response thereto, or the cross-exceptions and be prominently displayed on the first page of the party's papers. The board may grant such a request; it may also direct oral argument on its own motion.

4 NYCRR 213.9 - Amicus curiae procedure

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Dates and status
Compiling agency
Department of Civil Service
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Westlaw Inline Boundary Correction
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Jan 31, 2026
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July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
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(a)Board initiated amicus procedure.
(1)The board on its own motion may issue a notice soliciting non-parties to file amici briefs on a legal and/or policy issue in a pending matter before the board. The notice shall set the schedule for the filing of such briefs as well as the filing of supplemental briefs by the parties.
(b)Non-party initiated amicus procedure.
(1)A non-party seeking to file an amicus brief in a matter pending before the board may file an original and four copies of a motion for leave along with a proposed brief with proof of service of one copy on each party. Should the chairperson authorize electronic filing of such motions, the filing of a signed paper original consistent with this section and electronic filing and service of a copy shall constitute compliance with the filing and service requirements herein contained.
(2)Criteria. A motion for amicus curiae relief shall demonstrate that the movant can identify legal or policy arguments under the act that might otherwise escape the board or that may provide assistance to the board in some other manner.
(3)Positions of the parties. The parties may file in the same manner as the motion papers in support or opposition to the motion with proof of service consistent with the schedule for the motion as set by the board.
(4)Upon receipt of a motion to file an amicus curiae brief, the board shall set a schedule for the parties to respond to the motion.
(5)Should the board grant the motion to file briefs amicus curiae, such briefs will be in the manner and time frame set forth by the board in its order granting the motion.

4 NYCRR 213.10 - Final board action

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Dates and status
Compiling agency
Department of Civil Service
Text status
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Compiled text through
Jan 31, 2026
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
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Jun 6, 2026
(a)Upon receipt of the case, the board may adopt, modify or reverse the decision, report, order, ruling, finding or determination to which exceptions have been filed.
(b)Unless a party files exceptions in accordance with this Part, the decision, report, order, ruling, finding or other determination, or any part thereof, other than that made in a proceeding under Parts 203 or 206 of this Title, will be final, except that the board may, on its own motion, decide to review the remedial action recommended under an improper practice charge within 20 working days after receipt by the parties of the decision and recommended order. A remedial order of an administrative law judge in an improper practice charge that is not, or is no longer, subject to review by the board as provided in this Part, shall be deemed to be a final order of the board for purposes of enforcement proceedings under this Part.
(c)Reconsideration of final board action.

Final decisions and orders will be reconsidered by the board under the following circumstances:

(1)A party may, because of extraordinary circumstances, file a request for reconsideration with the board within five calendar days following the date of receipt of the final decision or order. The party shall state with specificity the grounds claimed and, where applicable, shall specify the page of the record relied upon. A copy of the request shall have been actually served upon each party of record prior to filing the request. Proof of actual service upon each party shall accompany the request. Any other party shall have three calendar days from actual service to file a response with the board. Actual service as used in this Part, means actual receipt by the party or the party’s agent.
(2)The filing of a request for reconsideration shall not operate to stay the finality and effectiveness of the decision or order of the board for any purpose including but not limited to those of this Part unless otherwise ordered by the board.

4 NYCRR 213.11 - Enforcement of board orders

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Dates and status
Compiling agency
Department of Civil Service
Text status
Source receipt
Compiled text through
Jan 31, 2026
Register checked through
July 29, 2026/Vol. XLVIII, Issue 30 (2026-07-29)
Activity status
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Jun 6, 2026
(a)A party may ask the board to seek a judicial order enforcing the board’s remedial order as provided by this Part if the party or parties against whom the order was issued refuses or has failed to comply with the board’s order, provided that such order is not, or is no longer, subject to judicial review pursuant to this Part.
(b)Request for enforcement.

A party seeking enforcement by the board must file with the office of counsel an original and four copies of a written request stating the reason(s) why a judicial order of enforcement is necessary, supported by an original and four copies of affirmations of persons with personal knowledge of the facts set forth therein, attesting to the alleged refusal or failure to comply with the remedial order. Such affirmations shall be signed and shall state “I affirm under penalties of perjury under the laws of New York, which may include a fine or imprisonment, that the foregoing is true, and I understand that this document will be filed in a proceeding before the Public Employment Relations Board.” Should the chairperson authorize electronic filing of such requests, the filing of a signed paper original consistent with this section and electronic filing and service of a copy shall constitute compliance with the filing and service requirements herein contained. Said request and supporting affirmations shall be accompanied by proof of service on all other parties before the board.

(c)Response.

Pursuant to a schedule set by the office of counsel, all other parties before the board may file in the same manner as the request was filed with the office of counsel an original and four copies of a written response to the request for enforcement stating why enforcement is not necessary, supported by affirmations of persons with personal knowledge of the facts set forth therein. Such affirmations shall be signed and shall state “I affirm under penalties of perjury under the laws of New York, which may include a fine or imprisonment, that the foregoing is true, and I understand that this document will be filed in a proceeding before the Public Employment Relations Board.” Said response and supporting affirmations shall be accompanied by proof of service on all other parties before the board.

(d)Action by the board.

Following review of a request for enforcement and the response, the board, by its office of counsel, will determine whether a petition for a judicial order of enforcement pursuant to this Part should be commenced.

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