New York Codes, Rules and Regulations (NYCRR)
Title 4 Part 212
Department of Civil Service
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All 8 displayed sections in this Part carry the same compiled date. Status and warnings stay on each section.
4 NYCRR 212.1 - Intervention
A matched Register action is not later than the compiled-text reference date.
Dates and status
- NYCRR title agency
- Department of Civil Service
- Section status
- Section source receipt
- Source version current through
- Oct 7, 2026
- Related Register notice
- PRB-10-26-00001-A · Adopted rule
- Related notice published
- Jun 3, 2026
- Related notice effective date
- Jun 3, 2026
Intervention
employer may be permitted to intervene in an improper practice charge or representation
petition. The intervenor must file with the administrative law judge one copy of a motion setting
forth the grounds for the intervention, with proof of service of such motion on all other parties.
Any party to the proceeding may file a response to the motion within five working days after its
receipt thereof, with proof of service of the response on all other parties.
certified representative of employees in a unit claimed to be appropriate by one of the parties to
the proceeding, a motion to intervene in a proceeding for certification and/or decertification shall
be supported by a showing of interest of at least 30 percent of the employees in such a unit or in
a unit alleged to be appropriate by the intervenor. The showing of interest shall comply with the
requirements specified in section 201.4 of this Chapter.
accompanied by the affirmation required by section 207.3(b) of the act.
4 NYCRR 212.2 - Conference
A matched Register action is not later than the compiled-text reference date.
Dates and status
- NYCRR title agency
- Department of Civil Service
- Section status
- Section source receipt
- Source version current through
- Oct 7, 2026
- Related Register notice
- PRB-10-26-00001-A · Adopted rule
- Related notice published
- Jun 3, 2026
- Related notice effective date
- Jun 3, 2026
Conference
Prior to the hearing, a designated administrative law judge shall conduct a conference on notice
to all parties. The failure of a party to appear at the conference may, in the discretion of the
administrative law judge, constitute grounds for dismissal of the absent party’s pleading and a
default determination.
4 NYCRR 212.3 - Offers of proof and pre-hearing motions to dismiss
A matched Register action is not later than the compiled-text reference date.
Dates and status
- NYCRR title agency
- Department of Civil Service
- Section status
- Section source receipt
- Source version current through
- Oct 7, 2026
- Related Register notice
- PRB-10-26-00001-A · Adopted rule
- Related notice published
- Jun 3, 2026
- Related notice effective date
- Jun 3, 2026
Offers of proof and pre-hearing motions to dismiss
from a party on an issue(s) upon such schedule and manner as the administrative law judge shall
set.
prehearing motion to dismiss by a party and shall permit a response from the opposing parties or
parties upon such schedule and manner as the administrative law judge shall set.
whether it appears to the administrative law judge that there is a substantial question as to
whether the allegations, if true, constitute a viable legal claim or defense. Whether to request an
offer of proof or authorize a motion to dismiss shall be at the discretion of the administrative law
judge.
proof or pre-hearing motions to dismiss.
4 NYCRR 212.4 - Conduct of hearings
A matched Register action is not later than the compiled-text reference date.
Dates and status
- NYCRR title agency
- Department of Civil Service
- Section status
- Section source receipt
- Source version current through
- Oct 7, 2026
- Related Register notice
- PRB-10-26-00001-A · Adopted rule
- Related notice published
- Jun 3, 2026
- Related notice effective date
- Jun 3, 2026
Conduct of hearings
Hearings shall be open to the public unless otherwise ordered by the administrative law judge. It
shall be the duty of the administrative law judge to inquire fully into all matters at issue and to
obtain a full and complete record.
4 NYCRR 212.5 - Formal hearing
A matched Register action is not later than the compiled-text reference date.
Dates and status
- NYCRR title agency
- Department of Civil Service
- Section status
- Section source receipt
- Source version current through
- Oct 7, 2026
- Related Register notice
- PRB-10-26-00001-A · Adopted rule
- Related notice published
- Jun 3, 2026
- Related notice effective date
- Jun 3, 2026
Formal hearing
agency shall be conducted as necessary by the administrative law judge designated by the
director. At any time, an administrative law judge may be substituted by the director for the
administrative law judge previously assigned.
judge, constitute grounds for dismissal of the absent party’s pleading and a default
determination.
representative, and any party and the administrative law judge shall have the power to call and
examine witnesses, and to introduce into the record documentary and other evidence. Witnesses
shall be examined orally under oath.
administrative law judge is authorized to administer oaths and affirmations, and to exercise
discretion in regulating the course of the proceeding, including, but not limited to, sequestering
witnesses, and controlling the order and method of presentation of relevant evidence. In
exercising this discretion, the administrative law judge may require oral or written offers of
proof, and may direct the production of supporting documentary evidence as exhibits to such
offers of proof. The administrative law judge may entertain motions based upon such offers of
proof. Interlocutory appeal of a decision, ruling, or order of an administrative law judge that does
not resolve the entirety of a case shall be permissible only as provided in section 213.4 of this
Part. All such non-dispositive decisions, rulings, or orders of an administrative law judge may be
appealed to the board in exceptions pursuant to section 213.2 of this Part to a final decision
rendered by the administrative law judge.
admitted into evidence may be introduced with respect to any relevant issue.
evidence shall not be required.
copies to all other parties, unless excused by the administrative law judge.
unless expressly authorized by the board, shall not be appealed directly to the board, but shall be
considered by the board whenever the case is submitted to it for decision. Any objection to the
conduct of a hearing, including an objection to the introduction of evidence, may be oral or
written, must be accompanied by a short statement of the grounds for such objection, and shall
be included in the record. Any objection not duly taken at the hearing shall be deemed waived,
unless excused because of extraordinary circumstances.
discretion of the administrative law judge, be grounds for striking all testimony previously given
by such witness on related matters, or the basis of an adverse inference on the subject of the
question.
day or to a later day or another place, by announcement thereof at the hearing or by other
appropriate notice.
judge may dismiss a charge, on the ground that the alleged violation occurred more than four
months prior to the filing of the charge, but only if the failure of timeliness was first revealed
during the hearing. An objection to the timeliness of the charge, if not duly raised, shall be
deemed waived.
4 NYCRR 212.6 - Oral summations and briefs
A matched Register action is not later than the compiled-text reference date.
Dates and status
- NYCRR title agency
- Department of Civil Service
- Section status
- Section source receipt
- Source version current through
- Oct 7, 2026
- Related Register notice
- PRB-10-26-00001-A · Adopted rule
- Related notice published
- Jun 3, 2026
- Related notice effective date
- Jun 3, 2026
Oral summations and briefs
opportunity to present oral summations setting forth proposed findings of fact and conclusions of
law to the administrative law judge.
requested by a party or where warranted by the nature of the proceeding or particular issues
therein. Any such brief shall set forth proposed findings of fact and conclusions of law, and shall
be accompanied by proof of service upon all other parties. Reply or supplemental briefs,
however denominated, will not be permitted without prior request to and approval by the
administrative law judge. Such requests will not be approved unless the opponent’s brief
properly raises issues for the first time which are material to the disposition of the matter.
4 NYCRR 212.7 - Decision and order
A matched Register action is not later than the compiled-text reference date.
Dates and status
- NYCRR title agency
- Department of Civil Service
- Section status
- Section source receipt
- Source version current through
- Oct 7, 2026
- Related Register notice
- PRB-10-26-00001-A · Adopted rule
- Related notice published
- Jun 3, 2026
- Related notice effective date
- Jun 3, 2026
Decision and order
Upon completion of a proceeding, the administrative law judge shall issue a decision and order,
ruling or report and recommendations as appropriate to the proceeding.
4 NYCRR 212.8 - Recusal
A matched Register action is not later than the compiled-text reference date.
Dates and status
- NYCRR title agency
- Department of Civil Service
- Section status
- Section source receipt
- Source version current through
- Oct 7, 2026
- Related Register notice
- PRB-10-26-00001-A · Adopted rule
- Related notice published
- Jun 3, 2026
- Related notice effective date
- Jun 3, 2026
Recusal
be appropriate.
requesting that the administrative law judge recuse themselves from further participation in that
case. A motion for recusal shall be made as soon as reasonably possible after the basis for such
motion becomes known to the party making it. Unless made at hearing, such motion shall be
filed with the administrative law judge with proof of service of a copy upon all other parties and
shall set forth all the known grounds for the motion. Unless such motion is made at a hearing,
any party may file a response to such motion within five working days of its receipt of a copy
thereof, with proof of service of a copy of the response on all other parties, unless otherwise
directed by the administrative law judge.
as the administrative law judge shall direct. The administrative law judge’s ruling on the motion
shall be made either in writing or on the record at the hearing. The ruling, the recusal motion
and any response shall be part of the record of the proceeding.