New York Codes, Rules and Regulations (NYCRR)

Title 4 Part 211

Department of Civil Service

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Source version current through Oct 7, 2026

All 7 displayed sections in this Part carry the same compiled date. Status and warnings stay on each section.

4 NYCRR 211.1 - Scope

A matched Register action is not later than the compiled-text reference date.

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Dates and status
NYCRR title agency
Department of Civil Service
Section status
Section source receipt
Source version current through
Oct 7, 2026
Related Register notice
PRB-10-26-00001-A · Adopted rule
Related notice published
Jun 3, 2026
Related notice effective date
Jun 3, 2026

Scope

(a)This Part applies to the agency’s authority pursuant to section 205.5(k) of the act to issue

subpoenas to compel the attendance of a person to testify at a hearing conducted by the board or

a designee of the board on behalf of a party or subpoenas requiring the production of books,

papers, documents or other objects on behalf of a party.

(b)Nothing contained herein shall in any way affect the right of any person or entity to issue a

subpoena pursuant to law.

4 NYCRR 211.2 - Issuance of subpoenas

A matched Register action is not later than the compiled-text reference date.

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Dates and status
NYCRR title agency
Department of Civil Service
Section status
Section source receipt
Source version current through
Oct 7, 2026
Related Register notice
PRB-10-26-00001-A · Adopted rule
Related notice published
Jun 3, 2026
Related notice effective date
Jun 3, 2026

Issuance of subpoenas

All agency subpoenas shall be issued at the discretion of the presiding administrative law judge

or other presiding officer or agent of the board (hereafter referred to as the administrative law

judge). The administrative law judge may grant or deny any subpoena request in whole or in

part. Requests for a subpoena filed within ten working days of a scheduled hearing date will not

be considered absent good cause shown by the party requesting the subpoena.

4 NYCRR 211.3 - Request for subpoena

A matched Register action is not later than the compiled-text reference date.

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Dates and status
NYCRR title agency
Department of Civil Service
Section status
Section source receipt
Source version current through
Oct 7, 2026
Related Register notice
PRB-10-26-00001-A · Adopted rule
Related notice published
Jun 3, 2026
Related notice effective date
Jun 3, 2026

Request for subpoena

(a)The administrative law judge may issue a subpoena only when the party applying for it files a

written affirmation, conforming to the requirements of this Part. The affirmation shall be signed

and shall state “I affirm under penalties of perjury under the laws of New York, which may

include a fine or imprisonment, that the foregoing is true, and I understand that this document

will be filed in a proceeding before the Public Employment Relations Board and may be filed in

an action or proceeding in a court of law.”

(b)Contents of affirmation for a witness subpoena. Such affirmation must specify: (1) the name

and address of each individual for whom the subpoena is sought; (2) facts sufficient to establish

the relevancy of the testimony to be adduced pursuant to the subpoena; and (3) that a copy of the

subpoena request and affirmation has been served upon all other parties.

(c)Contents of affirmation for subpoena requiring the production of books, papers, documents or

other objects. Such affirmation must specify: (1) the books, papers, documents or other objects to

be produced pursuant to the subpoena; (2) facts sufficient to establish the relevancy of the

materials to be produced; and (3) that a copy of the subpoena request and affirmation has been

served upon all other parties.

(d)A party may file with the administrative law judge a response to the subpoena request, with

proof of service upon all other parties, within five working days after its receipt of the subpoena

request.

(e)Nothing in this section shall in any way affect any rights of any person or entity under law.

4 NYCRR 211.4 - Service of subpoena

A matched Register action is not later than the compiled-text reference date.

Top
Dates and status
NYCRR title agency
Department of Civil Service
Section status
Section source receipt
Source version current through
Oct 7, 2026
Related Register notice
PRB-10-26-00001-A · Adopted rule
Related notice published
Jun 3, 2026
Related notice effective date
Jun 3, 2026

Service of subpoena

(a)The administrative law judge shall notify all parties as to the disposition of any subpoena

request and shall furnish the party requesting the subpoena a completed subpoena form if the

request has been granted in any respect.

(b)Service of the subpoena and the payment of appropriate witness fees shall be the

responsibility of the requesting party and shall be made as required by law.

4 NYCRR 211.5 - Time and place for production of documents

A matched Register action is not later than the compiled-text reference date.

Top
Dates and status
NYCRR title agency
Department of Civil Service
Section status
Section source receipt
Source version current through
Oct 7, 2026
Related Register notice
PRB-10-26-00001-A · Adopted rule
Related notice published
Jun 3, 2026
Related notice effective date
Jun 3, 2026

Time and place for production of documents

Any books, papers, documents or other objects ordered pursuant to this Part shall be produced at

the date and time specified in the notice of hearing and/or at any adjourned dates as directed by

the administrative law judge unless production of the subpoenaed material at a reasonable time

before the scheduled hearing date is necessary in the judgment of the administrative law judge to

avoid unreasonable delay in the commencement of the hearing due to the volume and/or the

complexity of the material to be produced.

4 NYCRR 211.6 - Motion to withdraw or modify

A matched Register action is not later than the compiled-text reference date.

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Dates and status
NYCRR title agency
Department of Civil Service
Section status
Section source receipt
Source version current through
Oct 7, 2026
Related Register notice
PRB-10-26-00001-A · Adopted rule
Related notice published
Jun 3, 2026
Related notice effective date
Jun 3, 2026

Motion to withdraw or modify

(a)Any person, entity, or party served with a subpoena may file a motion with the administrative

law judge on notice to all parties, to withdraw or modify any subpoena issued pursuant to this

Part.

(b)Any such motion must be made as soon as reasonably possible after the service of the

subpoena so as not to interfere with the processing of the case.

(c)The administrative law judge upon motion or sua sponte may withdraw or modify a subpoena

issued pursuant to this Part for good cause.

(d)Nothing in this section shall in any way affect any rights of any person or entity under law.

4 NYCRR 211.7 - Failure to honor a subpoena

A matched Register action is not later than the compiled-text reference date.

Top
Dates and status
NYCRR title agency
Department of Civil Service
Section status
Section source receipt
Source version current through
Oct 7, 2026
Related Register notice
PRB-10-26-00001-A · Adopted rule
Related notice published
Jun 3, 2026
Related notice effective date
Jun 3, 2026

Failure to honor a subpoena

(a)If a party or witness fails without reasonable excuse to comply with a subpoena properly

served, the default shall be noted in the record.

(b)The administrative law judge may, in his or her discretion, adjourn all or part of the hearing

to allow the party who has requested the subpoena a reasonable opportunity to obtain compliance

with the subpoena in accordance with applicable law.

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