New York Codes, Rules and Regulations (NYCRR)
Title 3 Part 504
Department of Financial Services
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Source version current through Feb 15, 2022
All 7 displayed sections in this Part carry the same compiled date. Status and warnings stay on each section.
3 NYCRR 504.1 - Background
Related State Register notice: Adopted rule DFS-50-15-00004-A. Published Jul 20, 2016. Notice effective date: Jan 1, 2017.
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Feb 15, 2022
- Related Register notice
- DFS-50-15-00004-A · Adopted rule
- Related notice published
- Jul 20, 2016
- Related notice effective date
- Jan 1, 2017
Current section text is not available here.
3 NYCRR 504.2 - Definitions
Related State Register notice: Adopted rule DFS-50-15-00004-A. Published Jul 20, 2016. Notice effective date: Jan 1, 2017.
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Feb 15, 2022
- Related Register notice
- DFS-50-15-00004-A · Adopted rule
- Related notice published
- Jul 20, 2016
- Related notice effective date
- Jan 1, 2017
Current section text is not available here.
3 NYCRR 504.3 - Transaction Monitoring and Filtering Program requirements
Related State Register notice: Adopted rule DFS-50-15-00004-A. Published Jul 20, 2016. Notice effective date: Jan 1, 2017.
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Feb 15, 2022
- Related Register notice
- DFS-50-15-00004-A · Adopted rule
- Related notice published
- Jul 20, 2016
- Related notice effective date
- Jan 1, 2017
Current section text is not available here.
3 NYCRR 504.4 - Annual board resolution or senior officer(s) compliance finding
Related State Register notice: Adopted rule DFS-50-15-00004-A. Published Jul 20, 2016. Notice effective date: Jan 1, 2017.
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Feb 15, 2022
- Related Register notice
- DFS-50-15-00004-A · Adopted rule
- Related notice published
- Jul 20, 2016
- Related notice effective date
- Jan 1, 2017
Current section text is not available here.
3 NYCRR 504.5 - Penalties/enforcement actions
Related State Register notice: Adopted rule DFS-50-15-00004-A. Published Jul 20, 2016. Notice effective date: Jan 1, 2017.
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Feb 15, 2022
- Related Register notice
- DFS-50-15-00004-A · Adopted rule
- Related notice published
- Jul 20, 2016
- Related notice effective date
- Jan 1, 2017
Current section text is not available here.
3 NYCRR 504.6 - Effective date
Related State Register notice: Adopted rule DFS-50-15-00004-A. Published Jul 20, 2016. Notice effective date: Jan 1, 2017.
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Feb 15, 2022
- Related Register notice
- DFS-50-15-00004-A · Adopted rule
- Related notice published
- Jul 20, 2016
- Related notice effective date
- Jan 1, 2017
Current section text is not available here.
3 NYCRR 504.7 - Attachment A
Related State Register notice: Adopted rule DFS-50-15-00004-A. Published Jul 20, 2016. Notice effective date: Jan 1, 2017.
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Feb 15, 2022
- Related Register notice
- DFS-50-15-00004-A · Adopted rule
- Related notice published
- Jul 20, 2016
- Related notice effective date
- Jan 1, 2017
Current section text is not available here.