New York Codes, Rules and Regulations (NYCRR)
Title 3 Part 420
Department of Financial Services
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Source version current through Feb 15, 2022
All 22 displayed sections in this Part carry the same compiled date. Status and warnings stay on each section.
3 NYCRR 420.1 - Mortgage loan originator license and revocation
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3 NYCRR 420.2 - Exemptions
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3 NYCRR 420.3 - Definitions
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3 NYCRR 420.4 - Application procedure for initial license as an MLO
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3 NYCRR 420.5 - Originating entities permitted to engage or contract with certain mortgage loan originators on an interim basis
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3 NYCRR 420.6 - Notice of approval or denial of application; license; and internet listing
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3 NYCRR 420.7 - Inactive status
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3 NYCRR 420.8 - Suspension and termination of license
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3 NYCRR 420.9 - Renewal of license
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3 NYCRR 420.10 - Surrender of license
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3 NYCRR 420.11 - Pre-licensing education requirement
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3 NYCRR 420.12 - Approved education providers and courses
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3 NYCRR 420.13 - Pre-license testing requirements
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3 NYCRR 420.14 - Continuing educational requirements
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3 NYCRR 420.15 - Surety bonds
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3 NYCRR 420.16 - Reports; permissive challenges by licensees
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3 NYCRR 420.17 - Calculation and collection of fees
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3 NYCRR 420.18 - Duties of originating entity
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3 NYCRR 420.19 - Duties of MLO
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3 NYCRR 420.20 - Prohibited conduct
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3 NYCRR 420.21 - Administrative action and penalties
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3 NYCRR 420.22 - Effective date
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