New York Codes, Rules and Regulations (NYCRR)

Title 3 Part 419

Department of Financial Services

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Source version current through Feb 15, 2022

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3 NYCRR 419.1 - Definitions

Related State Register notice: Emergency rule DFS-13-20-00003-E. Published Apr 1, 2020. Notice effective date: Mar 13, 2020.

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Department of Financial Services
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Related Register notice
DFS-13-20-00003-E · Emergency rule
Related notice published
Apr 1, 2020
Related notice effective date
Mar 13, 2020

Current section text is not available here.

3 NYCRR 419.2 - Escrow accounts

Related State Register notice: Emergency rule DFS-13-20-00003-E. Published Apr 1, 2020. Notice effective date: Mar 13, 2020.

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Dates and status
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Department of Financial Services
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Feb 15, 2022
Related Register notice
DFS-13-20-00003-E · Emergency rule
Related notice published
Apr 1, 2020
Related notice effective date
Mar 13, 2020

Current section text is not available here.

3 NYCRR 419.3 - Crediting of payments

Related State Register notice: Emergency rule DFS-13-20-00003-E. Published Apr 1, 2020. Notice effective date: Mar 13, 2020.

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Dates and status
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Department of Financial Services
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Source version current through
Feb 15, 2022
Related Register notice
DFS-13-20-00003-E · Emergency rule
Related notice published
Apr 1, 2020
Related notice effective date
Mar 13, 2020

Current section text is not available here.

3 NYCRR 419.4 - Statement of account

Related State Register notice: Emergency rule DFS-13-20-00003-E. Published Apr 1, 2020. Notice effective date: Mar 13, 2020.

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Dates and status
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Department of Financial Services
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Section text
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Source version current through
Feb 15, 2022
Related Register notice
DFS-13-20-00003-E · Emergency rule
Related notice published
Apr 1, 2020
Related notice effective date
Mar 13, 2020

Current section text is not available here.

3 NYCRR 419.5 - Fees

Related State Register notice: Emergency rule DFS-13-20-00003-E. Published Apr 1, 2020. Notice effective date: Mar 13, 2020.

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Dates and status
NYCRR title agency
Department of Financial Services
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Section text
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Source version current through
Feb 15, 2022
Related Register notice
DFS-13-20-00003-E · Emergency rule
Related notice published
Apr 1, 2020
Related notice effective date
Mar 13, 2020

Current section text is not available here.

3 NYCRR 419.6 - Borrower complaints and inquiries

Related State Register notice: Emergency rule DFS-13-20-00003-E. Published Apr 1, 2020. Notice effective date: Mar 13, 2020.

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Dates and status
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Department of Financial Services
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Source version current through
Feb 15, 2022
Related Register notice
DFS-13-20-00003-E · Emergency rule
Related notice published
Apr 1, 2020
Related notice effective date
Mar 13, 2020

Current section text is not available here.

3 NYCRR 419.7 - Residential mortgage loan delinquencies and loss mitigation efforts

Related State Register notice: Emergency rule DFS-13-20-00003-E. Published Apr 1, 2020. Notice effective date: Mar 13, 2020.

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Dates and status
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Department of Financial Services
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Source version current through
Feb 15, 2022
Related Register notice
DFS-13-20-00003-E · Emergency rule
Related notice published
Apr 1, 2020
Related notice effective date
Mar 13, 2020

Current section text is not available here.

3 NYCRR 419.8 - Volume of servicing report

Related State Register notice: Emergency rule DFS-13-20-00003-E. Published Apr 1, 2020. Notice effective date: Mar 13, 2020.

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Dates and status
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Department of Financial Services
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Related Register notice
DFS-13-20-00003-E · Emergency rule
Related notice published
Apr 1, 2020
Related notice effective date
Mar 13, 2020

Current section text is not available here.

3 NYCRR 419.9 - Books and records and annual reports

Related State Register notice: Emergency rule DFS-13-20-00003-E. Published Apr 1, 2020. Notice effective date: Mar 13, 2020.

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Department of Financial Services
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Source version current through
Feb 15, 2022
Related Register notice
DFS-13-20-00003-E · Emergency rule
Related notice published
Apr 1, 2020
Related notice effective date
Mar 13, 2020

Current section text is not available here.

3 NYCRR 419.10 - Servicing prohibitions and the duty of fair dealing

Related State Register notice: Emergency rule DFS-13-20-00003-E. Published Apr 1, 2020. Notice effective date: Mar 13, 2020.

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Source version current through
Feb 15, 2022
Related Register notice
DFS-13-20-00003-E · Emergency rule
Related notice published
Apr 1, 2020
Related notice effective date
Mar 13, 2020

Current section text is not available here.

3 NYCRR 419.11 - Oversight of third-party providers

Related State Register notice: Emergency rule DFS-13-20-00003-E. Published Apr 1, 2020. Notice effective date: Mar 13, 2020.

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Dates and status
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Department of Financial Services
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Section text
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Source version current through
Feb 15, 2022
Related Register notice
DFS-13-20-00003-E · Emergency rule
Related notice published
Apr 1, 2020
Related notice effective date
Mar 13, 2020

Current section text is not available here.

3 NYCRR 419.12 - Mortgage servicing transfers

Related State Register notice: Emergency rule DFS-13-20-00003-E. Published Apr 1, 2020. Notice effective date: Mar 13, 2020.

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Dates and status
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Department of Financial Services
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Section text
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Source version current through
Feb 15, 2022
Related Register notice
DFS-13-20-00003-E · Emergency rule
Related notice published
Apr 1, 2020
Related notice effective date
Mar 13, 2020

Current section text is not available here.

3 NYCRR 419.13 - Affiliated relationships

Related State Register notice: Emergency rule DFS-13-20-00003-E. Published Apr 1, 2020. Notice effective date: Mar 13, 2020.

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Dates and status
NYCRR title agency
Department of Financial Services
Section status
Section source receipt
Section text
Sign in to read this section
Source version current through
Feb 15, 2022
Related Register notice
DFS-13-20-00003-E · Emergency rule
Related notice published
Apr 1, 2020
Related notice effective date
Mar 13, 2020

Current section text is not available here.

3 NYCRR 419.14 - Transition period

Related State Register notice: Emergency rule DFS-13-20-00003-E. Published Apr 1, 2020. Notice effective date: Mar 13, 2020.

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Dates and status
NYCRR title agency
Department of Financial Services
Section status
Section source receipt
Section text
Sign in to read this section
Source version current through
Feb 15, 2022
Related Register notice
DFS-13-20-00003-E · Emergency rule
Related notice published
Apr 1, 2020
Related notice effective date
Mar 13, 2020

Current section text is not available here.

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