New York Codes, Rules and Regulations (NYCRR)
Title 3 Part 418
Department of Financial Services
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Source version current through Feb 15, 2022
All 15 displayed sections in this Part carry the same compiled date. Status and warnings stay on each section.
3 NYCRR 418.1 - Scope and application of this Part
Related State Register notice: Adopted rule DFS-16-19-00009-A. Published Jul 17, 2019. Notice effective date: Jul 17, 2019.
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Feb 15, 2022
- Related Register notice
- DFS-16-19-00009-A · Adopted rule
- Related notice published
- Jul 17, 2019
- Related notice effective date
- Jul 17, 2019
Current section text is not available here.
3 NYCRR 418.2 - Mortgage loan servicer registration; exemptions
Related State Register notice: Adopted rule DFS-16-19-00009-A. Published Jul 17, 2019. Notice effective date: Jul 17, 2019.
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Feb 15, 2022
- Related Register notice
- DFS-16-19-00009-A · Adopted rule
- Related notice published
- Jul 17, 2019
- Related notice effective date
- Jul 17, 2019
Current section text is not available here.
3 NYCRR 418.3 - Definitions
Related State Register notice: Adopted rule DFS-16-19-00009-A. Published Jul 17, 2019. Notice effective date: Jul 17, 2019.
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Feb 15, 2022
- Related Register notice
- DFS-16-19-00009-A · Adopted rule
- Related notice published
- Jul 17, 2019
- Related notice effective date
- Jul 17, 2019
Current section text is not available here.
3 NYCRR 418.4 - Application for registration
Related State Register notice: Adopted rule DFS-16-19-00009-A. Published Jul 17, 2019. Notice effective date: Jul 17, 2019.
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Feb 15, 2022
- Related Register notice
- DFS-16-19-00009-A · Adopted rule
- Related notice published
- Jul 17, 2019
- Related notice effective date
- Jul 17, 2019
Current section text is not available here.
3 NYCRR 418.5 - Branch application and fees
Related State Register notice: Adopted rule DFS-16-19-00009-A. Published Jul 17, 2019. Notice effective date: Jul 17, 2019.
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Feb 15, 2022
- Related Register notice
- DFS-16-19-00009-A · Adopted rule
- Related notice published
- Jul 17, 2019
- Related notice effective date
- Jul 17, 2019
Current section text is not available here.
3 NYCRR 418.6 - Calculation and collection of fees
Related State Register notice: Adopted rule DFS-16-19-00009-A. Published Jul 17, 2019. Notice effective date: Jul 17, 2019.
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Feb 15, 2022
- Related Register notice
- DFS-16-19-00009-A · Adopted rule
- Related notice published
- Jul 17, 2019
- Related notice effective date
- Jul 17, 2019
Current section text is not available here.
3 NYCRR 418.7 - Approval or denial of application
Related State Register notice: Adopted rule DFS-16-19-00009-A. Published Jul 17, 2019. Notice effective date: Jul 17, 2019.
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Feb 15, 2022
- Related Register notice
- DFS-16-19-00009-A · Adopted rule
- Related notice published
- Jul 17, 2019
- Related notice effective date
- Jul 17, 2019
Current section text is not available here.
3 NYCRR 418.8 - Changes in directors, officers or control of mortgage loan servicer
Related State Register notice: Adopted rule DFS-16-19-00009-A. Published Jul 17, 2019. Notice effective date: Jul 17, 2019.
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Feb 15, 2022
- Related Register notice
- DFS-16-19-00009-A · Adopted rule
- Related notice published
- Jul 17, 2019
- Related notice effective date
- Jul 17, 2019
Current section text is not available here.
3 NYCRR 418.9 - Revocation, suspension, termination and surrender of registration
Related State Register notice: Adopted rule DFS-16-19-00009-A. Published Jul 17, 2019. Notice effective date: Jul 17, 2019.
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Feb 15, 2022
- Related Register notice
- DFS-16-19-00009-A · Adopted rule
- Related notice published
- Jul 17, 2019
- Related notice effective date
- Jul 17, 2019
Current section text is not available here.
3 NYCRR 418.10 - Fines and penalties
Related State Register notice: Adopted rule DFS-16-19-00009-A. Published Jul 17, 2019. Notice effective date: Jul 17, 2019.
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Feb 15, 2022
- Related Register notice
- DFS-16-19-00009-A · Adopted rule
- Related notice published
- Jul 17, 2019
- Related notice effective date
- Jul 17, 2019
Current section text is not available here.
3 NYCRR 418.11 - Business background and character and fitness requirements for mortgage loan servicer registration
Related State Register notice: Adopted rule DFS-16-19-00009-A. Published Jul 17, 2019. Notice effective date: Jul 17, 2019.
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Feb 15, 2022
- Related Register notice
- DFS-16-19-00009-A · Adopted rule
- Related notice published
- Jul 17, 2019
- Related notice effective date
- Jul 17, 2019
Current section text is not available here.
3 NYCRR 418.12 - Financial responsibility requirements for mortgage loan servicers and applicants, other than insured depository institutions covered by section 418.13 of this Part
Related State Register notice: Adopted rule DFS-16-19-00009-A. Published Jul 17, 2019. Notice effective date: Jul 17, 2019.
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Feb 15, 2022
- Related Register notice
- DFS-16-19-00009-A · Adopted rule
- Related notice published
- Jul 17, 2019
- Related notice effective date
- Jul 17, 2019
Current section text is not available here.
3 NYCRR 418.13 - Financial responsibility requirements for insured depository institutions
Related State Register notice: Adopted rule DFS-16-19-00009-A. Published Jul 17, 2019. Notice effective date: Jul 17, 2019.
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Feb 15, 2022
- Related Register notice
- DFS-16-19-00009-A · Adopted rule
- Related notice published
- Jul 17, 2019
- Related notice effective date
- Jul 17, 2019
Current section text is not available here.
3 NYCRR 418.14 - Transitional period
Related State Register notice: Adopted rule DFS-16-19-00009-A. Published Jul 17, 2019. Notice effective date: Jul 17, 2019.
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Feb 15, 2022
- Related Register notice
- DFS-16-19-00009-A · Adopted rule
- Related notice published
- Jul 17, 2019
- Related notice effective date
- Jul 17, 2019
Current section text is not available here.
3 NYCRR 418.15-418.16 - Earlier source heading: [Repealed]
Related State Register notice: Adopted rule DFS-16-19-00009-A. Published Jul 17, 2019. Notice effective date: Jul 17, 2019.
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Source version current through
- Feb 15, 2022
- Related Register notice
- DFS-16-19-00009-A · Adopted rule
- Related notice published
- Jul 17, 2019
- Related notice effective date
- Jul 17, 2019
Current section text is not available here.