New York Codes, Rules and Regulations (NYCRR)
Title 3 Part 410
Department of Financial Services
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Source version current through Feb 15, 2022
All 20 displayed sections in this Part carry the same compiled date. Status and warnings stay on each section.
3 NYCRR 410.1 - Mortgage banking license; minimum standards
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3 NYCRR 410.2 - Application procedure; licenses
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3 NYCRR 410.3 - Mortgage broker registration; minimum standards
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3 NYCRR 410.4 - Application for registration
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3 NYCRR 410.5 - Branch application; investigation fees
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3 NYCRR 410.6 - Changes in officers, directors, or control of mortgage banker or mortgage broker
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3 NYCRR 410.7 - Books and records; annual reports
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3 NYCRR 410.8 - Corporate surety bonds for mortgage bankers
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3 NYCRR 410.9 - Deposit of assets
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3 NYCRR 410.10 - Deposit agreement; certificate of licensee or registrant
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3 NYCRR 410.11 - Assets that may be deposited
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3 NYCRR 410.12 - Retention of receipts or statements
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3 NYCRR 410.13 - Miscellaneous provisions
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3 NYCRR 410.14 - Corporate surety bonds for mortgage brokers
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3 NYCRR 410.15 - Release of corporate surety bond or deposit of assets
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3 NYCRR 410.16 - Application by a mortgage broker for inactive status
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3 NYCRR 410.17 - Consultants, employees and independent contractors of licensed mortgage bankers and registered mortgage brokers
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3 NYCRR 410.18 - Filings
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3 NYCRR 410.19 - Earlier source heading: [Repealed]
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3 NYCRR 410.20 - Earlier source heading: [Repealed]
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