New York Codes, Rules and Regulations (NYCRR)
Title 3 Part 406
Department of Financial Services
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Source version current through Feb 15, 2022
All 16 displayed sections in this Part carry the same compiled date. Status and warnings stay on each section.
3 NYCRR 406.1 - Introduction
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3 NYCRR 406.2 - Definitions
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3 NYCRR 406.3 - Conduct of business
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3 NYCRR 406.4 - Agents and subagents of money transmitters
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3 NYCRR 406.5 - Agency contracts
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3 NYCRR 406.6 - Advertising and solicitation
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3 NYCRR 406.7 - Examinations
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3 NYCRR 406.8 - Revocation; possession
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3 NYCRR 406.9 - Books and records
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3 NYCRR 406.10 - Reports
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3 NYCRR 406.11 - Changes in control; reports; applications
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3 NYCRR 406.12 - Additional reporting
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3 NYCRR 406.13 - Provision for corporate surety bonds
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3 NYCRR 406.14 - Deposit of securities
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3 NYCRR 406.15 - Payments by uninsured money transmitters to fund
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3 NYCRR 406.16 - Communications
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