New York Codes, Rules and Regulations (NYCRR)
Title 3 Part 405
Department of Financial Services
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Source version current through Feb 15, 2022
All 8 displayed sections in this Part carry the same compiled date. Status and warnings stay on each section.
3 NYCRR 405.1 - Books and records
Related State Register notice: Emergency rule DFS-28-20-00015-E. Published Jul 15, 2020. Notice effective date: Jun 28, 2020.
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Feb 15, 2022
- Related Register notice
- DFS-28-20-00015-E · Emergency rule
- Related notice published
- Jul 15, 2020
- Related notice effective date
- Jun 28, 2020
Current section text is not available here.
3 NYCRR 405.2 - Filing of rate charts and agreement forms
Related State Register notice: Emergency rule DFS-28-20-00015-E. Published Jul 15, 2020. Notice effective date: Jun 28, 2020.
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Feb 15, 2022
- Related Register notice
- DFS-28-20-00015-E · Emergency rule
- Related notice published
- Jul 15, 2020
- Related notice effective date
- Jun 28, 2020
Current section text is not available here.
3 NYCRR 405.3 - Advertising
Related State Register notice: Emergency rule DFS-28-20-00015-E. Published Jul 15, 2020. Notice effective date: Jun 28, 2020.
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Feb 15, 2022
- Related Register notice
- DFS-28-20-00015-E · Emergency rule
- Related notice published
- Jul 15, 2020
- Related notice effective date
- Jun 28, 2020
Current section text is not available here.
3 NYCRR 405.4 - Changes in directors, officers or stockholders
Related State Register notice: Emergency rule DFS-28-20-00015-E. Published Jul 15, 2020. Notice effective date: Jun 28, 2020.
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Feb 15, 2022
- Related Register notice
- DFS-28-20-00015-E · Emergency rule
- Related notice published
- Jul 15, 2020
- Related notice effective date
- Jun 28, 2020
Current section text is not available here.
3 NYCRR 405.5 - Reports of arrests, indictments or convictions
Related State Register notice: Emergency rule DFS-28-20-00015-E. Published Jul 15, 2020. Notice effective date: Jun 28, 2020.
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Feb 15, 2022
- Related Register notice
- DFS-28-20-00015-E · Emergency rule
- Related notice published
- Jul 15, 2020
- Related notice effective date
- Jun 28, 2020
Current section text is not available here.
3 NYCRR 405.6 - No cancellation for financial hardship; prohibited practices
Related State Register notice: Emergency rule DFS-28-20-00015-E. Published Jul 15, 2020. Notice effective date: Jun 28, 2020.
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Feb 15, 2022
- Related Register notice
- DFS-28-20-00015-E · Emergency rule
- Related notice published
- Jul 15, 2020
- Related notice effective date
- Jun 28, 2020
Current section text is not available here.
3 NYCRR 405.7 - Earlier source heading: [Repealed]
Related State Register notice: Emergency rule DFS-28-20-00015-E. Published Jul 15, 2020. Notice effective date: Jun 28, 2020.
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Source version current through
- Feb 15, 2022
- Related Register notice
- DFS-28-20-00015-E · Emergency rule
- Related notice published
- Jul 15, 2020
- Related notice effective date
- Jun 28, 2020
Current section text is not available here.
3 NYCRR 405.8 - Earlier source heading: [Repealed]
Related State Register notice: Emergency rule DFS-28-20-00015-E. Published Jul 15, 2020. Notice effective date: Jun 28, 2020.
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Source version current through
- Feb 15, 2022
- Related Register notice
- DFS-28-20-00015-E · Emergency rule
- Related notice published
- Jul 15, 2020
- Related notice effective date
- Jun 28, 2020
Current section text is not available here.