New York Codes, Rules and Regulations (NYCRR)
Title 3 Part 401
Department of Financial Services
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Source version current through Feb 15, 2022
All 12 displayed sections in this Part carry the same compiled date. Status and warnings stay on each section.
3 NYCRR 401.1 - Application procedure; licenses
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3 NYCRR 401.2 - Application for acquisition of control of licensed lender by purchase of stock, merger, consolidation, purchase of assets or otherwise
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3 NYCRR 401.3 - Changes in directors or officers
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3 NYCRR 401.4 - Change of location
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3 NYCRR 401.5 - Loans, books and records
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3 NYCRR 401.6 - Place of business; conduct of business
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3 NYCRR 401.7 - Purchase and collection of loans made in other jurisdictions
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3 NYCRR 401.8 - Advertising
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3 NYCRR 401.9 - Insurance
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3 NYCRR 401.10 - Computation of interest or charges
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3 NYCRR 401.11 - Authorization for the conduct of other business
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3 NYCRR 401.12 - Filing of rate charts and loan forms
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