New York Codes, Rules and Regulations (NYCRR)
Title 3 Part 39
Department of Financial Services
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Source version current through Dec 31, 2025
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3 NYCRR 39.1 - Purpose
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3 NYCRR 39.2 - Definitions
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3 NYCRR 39.3 - General provisions
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3 NYCRR 39.4 - Organizations exempt from licensing or registration; conditions precedent to exemptions from registration or licensing requirements of article 12-D
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3 NYCRR 39.5 - Exempt products
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