New York Codes, Rules and Regulations (NYCRR)
Title 3 Part 11
Department of Financial Services
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Source version current through Dec 31, 2025
All 9 displayed sections in this Part carry the same compiled date. Status and warnings stay on each section.
3 NYCRR 11.1 - Definitions
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3 NYCRR 11.2 - Violations; unauthorized and unsafe banking practices
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3 NYCRR 11.3 - Approval and disclosure of insider transactions
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3 NYCRR 11.4 - Aggregation of insider transactions
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3 NYCRR 11.5 - Information pertaining to insider transactions; files
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3 NYCRR 11.6 - Discovery of insider relationship
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3 NYCRR 11.7 - Knowledge of proposed insider transaction
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3 NYCRR 11.8 - Action by executive or other committee of bank
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3 NYCRR 11.9 - Compliance with other laws and regulations
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