New York Codes, Rules and Regulations (NYCRR)
Title 23 Part 200
Department of Financial Services
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Source version current through Oct 31, 2023
All 22 displayed sections in this Part carry the same compiled date. Status and warnings stay on each section.
23 NYCRR 200.1 - Introduction
Related State Register notice: Adopted rule DFS-29-14-00015-A. Published Jun 24, 2015. Notice effective date: Jun 24, 2015.
Dates and status
- NYCRR title agency
- Department of Financial Services
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- Section text
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- Source version current through
- Oct 31, 2023
- Related Register notice
- DFS-29-14-00015-A · Adopted rule
- Related notice published
- Jun 24, 2015
- Related notice effective date
- Jun 24, 2015
Current section text is not available here.
23 NYCRR 200.2 - Definitions
Related State Register notice: Adopted rule DFS-29-14-00015-A. Published Jun 24, 2015. Notice effective date: Jun 24, 2015.
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Oct 31, 2023
- Related Register notice
- DFS-29-14-00015-A · Adopted rule
- Related notice published
- Jun 24, 2015
- Related notice effective date
- Jun 24, 2015
Current section text is not available here.
23 NYCRR 200.3 - License
Related State Register notice: Adopted rule DFS-29-14-00015-A. Published Jun 24, 2015. Notice effective date: Jun 24, 2015.
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Oct 31, 2023
- Related Register notice
- DFS-29-14-00015-A · Adopted rule
- Related notice published
- Jun 24, 2015
- Related notice effective date
- Jun 24, 2015
Current section text is not available here.
23 NYCRR 200.4 - Application
Related State Register notice: Adopted rule DFS-29-14-00015-A. Published Jun 24, 2015. Notice effective date: Jun 24, 2015.
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Oct 31, 2023
- Related Register notice
- DFS-29-14-00015-A · Adopted rule
- Related notice published
- Jun 24, 2015
- Related notice effective date
- Jun 24, 2015
Current section text is not available here.
23 NYCRR 200.5 - Application fees
Related State Register notice: Adopted rule DFS-29-14-00015-A. Published Jun 24, 2015. Notice effective date: Jun 24, 2015.
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Oct 31, 2023
- Related Register notice
- DFS-29-14-00015-A · Adopted rule
- Related notice published
- Jun 24, 2015
- Related notice effective date
- Jun 24, 2015
Current section text is not available here.
23 NYCRR 200.6 - Action by superintendent
Related State Register notice: Adopted rule DFS-29-14-00015-A. Published Jun 24, 2015. Notice effective date: Jun 24, 2015.
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Oct 31, 2023
- Related Register notice
- DFS-29-14-00015-A · Adopted rule
- Related notice published
- Jun 24, 2015
- Related notice effective date
- Jun 24, 2015
Current section text is not available here.
23 NYCRR 200.7 - Compliance
Related State Register notice: Adopted rule DFS-29-14-00015-A. Published Jun 24, 2015. Notice effective date: Jun 24, 2015.
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Oct 31, 2023
- Related Register notice
- DFS-29-14-00015-A · Adopted rule
- Related notice published
- Jun 24, 2015
- Related notice effective date
- Jun 24, 2015
Current section text is not available here.
23 NYCRR 200.8 - Capital requirements
Related State Register notice: Adopted rule DFS-29-14-00015-A. Published Jun 24, 2015. Notice effective date: Jun 24, 2015.
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Oct 31, 2023
- Related Register notice
- DFS-29-14-00015-A · Adopted rule
- Related notice published
- Jun 24, 2015
- Related notice effective date
- Jun 24, 2015
Current section text is not available here.
23 NYCRR 200.9 - Custody and protection of customer assets
Related State Register notice: Adopted rule DFS-29-14-00015-A. Published Jun 24, 2015. Notice effective date: Jun 24, 2015.
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Oct 31, 2023
- Related Register notice
- DFS-29-14-00015-A · Adopted rule
- Related notice published
- Jun 24, 2015
- Related notice effective date
- Jun 24, 2015
Current section text is not available here.
23 NYCRR 200.10 - Material change to business
Related State Register notice: Adopted rule DFS-29-14-00015-A. Published Jun 24, 2015. Notice effective date: Jun 24, 2015.
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Oct 31, 2023
- Related Register notice
- DFS-29-14-00015-A · Adopted rule
- Related notice published
- Jun 24, 2015
- Related notice effective date
- Jun 24, 2015
Current section text is not available here.
23 NYCRR 200.11 - Change of control; mergers and acquisitions
Related State Register notice: Adopted rule DFS-29-14-00015-A. Published Jun 24, 2015. Notice effective date: Jun 24, 2015.
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Oct 31, 2023
- Related Register notice
- DFS-29-14-00015-A · Adopted rule
- Related notice published
- Jun 24, 2015
- Related notice effective date
- Jun 24, 2015
Current section text is not available here.
23 NYCRR 200.12 - Books and records
Related State Register notice: Adopted rule DFS-29-14-00015-A. Published Jun 24, 2015. Notice effective date: Jun 24, 2015.
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Oct 31, 2023
- Related Register notice
- DFS-29-14-00015-A · Adopted rule
- Related notice published
- Jun 24, 2015
- Related notice effective date
- Jun 24, 2015
Current section text is not available here.
23 NYCRR 200.13 - Examinations
Related State Register notice: Adopted rule DFS-29-14-00015-A. Published Jun 24, 2015. Notice effective date: Jun 24, 2015.
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Oct 31, 2023
- Related Register notice
- DFS-29-14-00015-A · Adopted rule
- Related notice published
- Jun 24, 2015
- Related notice effective date
- Jun 24, 2015
Current section text is not available here.
23 NYCRR 200.14 - Reports and financial disclosures
Related State Register notice: Adopted rule DFS-29-14-00015-A. Published Jun 24, 2015. Notice effective date: Jun 24, 2015.
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Oct 31, 2023
- Related Register notice
- DFS-29-14-00015-A · Adopted rule
- Related notice published
- Jun 24, 2015
- Related notice effective date
- Jun 24, 2015
Current section text is not available here.
23 NYCRR 200.15 - Anti-money laundering program
Related State Register notice: Adopted rule DFS-29-14-00015-A. Published Jun 24, 2015. Notice effective date: Jun 24, 2015.
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Oct 31, 2023
- Related Register notice
- DFS-29-14-00015-A · Adopted rule
- Related notice published
- Jun 24, 2015
- Related notice effective date
- Jun 24, 2015
Current section text is not available here.
23 NYCRR 200.16 - Cyber security program
Related State Register notice: Adopted rule DFS-29-14-00015-A. Published Jun 24, 2015. Notice effective date: Jun 24, 2015.
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Oct 31, 2023
- Related Register notice
- DFS-29-14-00015-A · Adopted rule
- Related notice published
- Jun 24, 2015
- Related notice effective date
- Jun 24, 2015
Current section text is not available here.
23 NYCRR 200.17 - Business continuity and disaster recovery
Related State Register notice: Adopted rule DFS-29-14-00015-A. Published Jun 24, 2015. Notice effective date: Jun 24, 2015.
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Oct 31, 2023
- Related Register notice
- DFS-29-14-00015-A · Adopted rule
- Related notice published
- Jun 24, 2015
- Related notice effective date
- Jun 24, 2015
Current section text is not available here.
23 NYCRR 200.18 - Advertising and marketing
Related State Register notice: Adopted rule DFS-29-14-00015-A. Published Jun 24, 2015. Notice effective date: Jun 24, 2015.
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Oct 31, 2023
- Related Register notice
- DFS-29-14-00015-A · Adopted rule
- Related notice published
- Jun 24, 2015
- Related notice effective date
- Jun 24, 2015
Current section text is not available here.
23 NYCRR 200.19 - Consumer protection
Related State Register notice: Adopted rule DFS-29-14-00015-A. Published Jun 24, 2015. Notice effective date: Jun 24, 2015.
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Oct 31, 2023
- Related Register notice
- DFS-29-14-00015-A · Adopted rule
- Related notice published
- Jun 24, 2015
- Related notice effective date
- Jun 24, 2015
Current section text is not available here.
23 NYCRR 200.20 - Complaints
Related State Register notice: Adopted rule DFS-29-14-00015-A. Published Jun 24, 2015. Notice effective date: Jun 24, 2015.
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Oct 31, 2023
- Related Register notice
- DFS-29-14-00015-A · Adopted rule
- Related notice published
- Jun 24, 2015
- Related notice effective date
- Jun 24, 2015
Current section text is not available here.
23 NYCRR 200.21 - Transitional period
Related State Register notice: Adopted rule DFS-29-14-00015-A. Published Jun 24, 2015. Notice effective date: Jun 24, 2015.
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Oct 31, 2023
- Related Register notice
- DFS-29-14-00015-A · Adopted rule
- Related notice published
- Jun 24, 2015
- Related notice effective date
- Jun 24, 2015
Current section text is not available here.
23 NYCRR 200.22 - Severability
Related State Register notice: Adopted rule DFS-29-14-00015-A. Published Jun 24, 2015. Notice effective date: Jun 24, 2015.
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Oct 31, 2023
- Related Register notice
- DFS-29-14-00015-A · Adopted rule
- Related notice published
- Jun 24, 2015
- Related notice effective date
- Jun 24, 2015
Current section text is not available here.