New York Codes, Rules and Regulations (NYCRR)
Title 11 Part 89
Department of Financial Services
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Source versions current through Jun 30, 2021 - Nov 30, 2021 across sections
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11 NYCRR 89.0 - Purpose
Related State Register notice: Adopted rule DFS-09-21-00010-A. Published Jun 9, 2021. Notice effective date: Jun 9, 2021.
Source version current through Jun 30, 2021
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
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- Source version current through
- Jun 30, 2021
- Related Register notice
- DFS-09-21-00010-A · Adopted rule
- Related notice published
- Jun 9, 2021
- Related notice effective date
- Jun 9, 2021
Current section text is not available here.
11 NYCRR 89.1 - Definitions
Related State Register notice: Adopted rule DFS-09-21-00010-A. Published Jun 9, 2021. Notice effective date: Jun 9, 2021.
Source version current through Nov 30, 2021
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Nov 30, 2021
- Related Register notice
- DFS-09-21-00010-A · Adopted rule
- Related notice published
- Jun 9, 2021
- Related notice effective date
- Jun 9, 2021
Current section text is not available here.
11 NYCRR 89.2 - General requirements related to filing and extensions for filing of annual audited financial reports and audit committee appointment
Related State Register notice: Adopted rule DFS-09-21-00010-A. Published Jun 9, 2021. Notice effective date: Jun 9, 2021.
Source version current through Jun 30, 2021
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Jun 30, 2021
- Related Register notice
- DFS-09-21-00010-A · Adopted rule
- Related notice published
- Jun 9, 2021
- Related notice effective date
- Jun 9, 2021
Current section text is not available here.
11 NYCRR 89.3 - Contents of annual audited financial report
Related State Register notice: Adopted rule DFS-09-21-00010-A. Published Jun 9, 2021. Notice effective date: Jun 9, 2021.
Source version current through Jun 30, 2021
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Jun 30, 2021
- Related Register notice
- DFS-09-21-00010-A · Adopted rule
- Related notice published
- Jun 9, 2021
- Related notice effective date
- Jun 9, 2021
Current section text is not available here.
11 NYCRR 89.4 - Designation of CPA
Related State Register notice: Adopted rule DFS-09-21-00010-A. Published Jun 9, 2021. Notice effective date: Jun 9, 2021.
Source version current through Jun 30, 2021
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Jun 30, 2021
- Related Register notice
- DFS-09-21-00010-A · Adopted rule
- Related notice published
- Jun 9, 2021
- Related notice effective date
- Jun 9, 2021
Current section text is not available here.
11 NYCRR 89.5 - Qualifications of CPA
Related State Register notice: Adopted rule DFS-09-21-00010-A. Published Jun 9, 2021. Notice effective date: Jun 9, 2021.
Source version current through Jun 30, 2021
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Jun 30, 2021
- Related Register notice
- DFS-09-21-00010-A · Adopted rule
- Related notice published
- Jun 9, 2021
- Related notice effective date
- Jun 9, 2021
Current section text is not available here.
11 NYCRR 89.6 - Consolidated or combined audits
Related State Register notice: Adopted rule DFS-09-21-00010-A. Published Jun 9, 2021. Notice effective date: Jun 9, 2021.
Source version current through Jun 30, 2021
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Jun 30, 2021
- Related Register notice
- DFS-09-21-00010-A · Adopted rule
- Related notice published
- Jun 9, 2021
- Related notice effective date
- Jun 9, 2021
Current section text is not available here.
11 NYCRR 89.7 - Scope of audit and report of CPA
Related State Register notice: Adopted rule DFS-09-21-00010-A. Published Jun 9, 2021. Notice effective date: Jun 9, 2021.
Source version current through Jun 30, 2021
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Jun 30, 2021
- Related Register notice
- DFS-09-21-00010-A · Adopted rule
- Related notice published
- Jun 9, 2021
- Related notice effective date
- Jun 9, 2021
Current section text is not available here.
11 NYCRR 89.8 - Notification of adverse financial condition
Related State Register notice: Adopted rule DFS-09-21-00010-A. Published Jun 9, 2021. Notice effective date: Jun 9, 2021.
Source version current through Jun 30, 2021
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Jun 30, 2021
- Related Register notice
- DFS-09-21-00010-A · Adopted rule
- Related notice published
- Jun 9, 2021
- Related notice effective date
- Jun 9, 2021
Current section text is not available here.
11 NYCRR 89.9 - Communication of internal control related matters noted in an audit
Related State Register notice: Adopted rule DFS-09-21-00010-A. Published Jun 9, 2021. Notice effective date: Jun 9, 2021.
Source version current through Nov 30, 2021
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Nov 30, 2021
- Related Register notice
- DFS-09-21-00010-A · Adopted rule
- Related notice published
- Jun 9, 2021
- Related notice effective date
- Jun 9, 2021
Current section text is not available here.
11 NYCRR 89.10 - CPA's letter of qualifications
Related State Register notice: Adopted rule DFS-09-21-00010-A. Published Jun 9, 2021. Notice effective date: Jun 9, 2021.
Source version current through Jun 30, 2021
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Jun 30, 2021
- Related Register notice
- DFS-09-21-00010-A · Adopted rule
- Related notice published
- Jun 9, 2021
- Related notice effective date
- Jun 9, 2021
Current section text is not available here.
11 NYCRR 89.11 - Availability and maintenance of CPA work papers
Related State Register notice: Adopted rule DFS-09-21-00010-A. Published Jun 9, 2021. Notice effective date: Jun 9, 2021.
Source version current through Jun 30, 2021
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Jun 30, 2021
- Related Register notice
- DFS-09-21-00010-A · Adopted rule
- Related notice published
- Jun 9, 2021
- Related notice effective date
- Jun 9, 2021
Current section text is not available here.
11 NYCRR 89.12 - Requirements for audit committees
Related State Register notice: Adopted rule DFS-09-21-00010-A. Published Jun 9, 2021. Notice effective date: Jun 9, 2021.
Source version current through Jun 30, 2021
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Jun 30, 2021
- Related Register notice
- DFS-09-21-00010-A · Adopted rule
- Related notice published
- Jun 9, 2021
- Related notice effective date
- Jun 9, 2021
Current section text is not available here.
11 NYCRR 89.13 - Conduct of company in connection with the preparation of required reports and documents
Related State Register notice: Adopted rule DFS-09-21-00010-A. Published Jun 9, 2021. Notice effective date: Jun 9, 2021.
Source version current through Jun 30, 2021
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Jun 30, 2021
- Related Register notice
- DFS-09-21-00010-A · Adopted rule
- Related notice published
- Jun 9, 2021
- Related notice effective date
- Jun 9, 2021
Current section text is not available here.
11 NYCRR 89.14 - Management's report of internal control over financial reporting
Related State Register notice: Adopted rule DFS-09-21-00010-A. Published Jun 9, 2021. Notice effective date: Jun 9, 2021.
Source version current through Nov 30, 2021
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Nov 30, 2021
- Related Register notice
- DFS-09-21-00010-A · Adopted rule
- Related notice published
- Jun 9, 2021
- Related notice effective date
- Jun 9, 2021
Current section text is not available here.
11 NYCRR 89.15 - Canadian and British insurer
Related State Register notice: Adopted rule DFS-09-21-00010-A. Published Jun 9, 2021. Notice effective date: Jun 9, 2021.
Source version current through Jun 30, 2021
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Jun 30, 2021
- Related Register notice
- DFS-09-21-00010-A · Adopted rule
- Related notice published
- Jun 9, 2021
- Related notice effective date
- Jun 9, 2021
Current section text is not available here.
11 NYCRR 89.16 - Internal audit function requirements
Related State Register notice: Adopted rule DFS-09-21-00010-A. Published Jun 9, 2021. Notice effective date: Jun 9, 2021.
Source version current through Jun 30, 2021
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Jun 30, 2021
- Related Register notice
- DFS-09-21-00010-A · Adopted rule
- Related notice published
- Jun 9, 2021
- Related notice effective date
- Jun 9, 2021
Current section text is not available here.
11 NYCRR 89.17 - Effective date and special rules
Related State Register notice: Adopted rule DFS-09-21-00010-A. Published Jun 9, 2021. Notice effective date: Jun 9, 2021.
Source version current through Jun 30, 2021
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Jun 30, 2021
- Related Register notice
- DFS-09-21-00010-A · Adopted rule
- Related notice published
- Jun 9, 2021
- Related notice effective date
- Jun 9, 2021
Current section text is not available here.