New York Codes, Rules and Regulations (NYCRR)
Title 11 Part 77
Department of Financial Services
Browse the NYCRR by title, part, and section.
Keep reading with a free account
You’re seeing the citations, headings, dates, and change information for Title 11 Part 77. Create a free account to read the section text.
No credit card required. Sign up with Google, Microsoft, or email.
Source versions current through Oct 7, 2026 - Oct 11, 2026 across sections
Sections in this Part carry different compiled dates; each section shows its own.
11 NYCRR 77.1 - Definitions
Related State Register notice: Adopted rule DFS-23-26-00013-A. Published Sep 23, 2026. Notice effective date: Sep 23, 2026.
Source version current through Oct 7, 2026
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Oct 7, 2026
- Related Register notice
- DFS-23-26-00013-A · Adopted rule
- Related notice published
- Sep 23, 2026
- Related notice effective date
- Sep 23, 2026
Current section text is not available here.
11 NYCRR 77.2 - Exchange traded fund RBC charge
Source version current through Oct 11, 2026
Dates and status
- NYCRR title agency
- Department of Financial Services
- Section status
- Section source receipt
- Section text
- Sign in to read this section
- Source version current through
- Oct 11, 2026
Current section text is not available here.