New York Codes, Rules and Regulations (NYCRR)
Title 11 Part 400
Department of Financial Services
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Source version current through May 31, 2021
All 11 displayed sections in this Part carry the same compiled date. Status and warnings stay on each section.
11 NYCRR 400.1 - Purpose
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11 NYCRR 400.2 - Definitions
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11 NYCRR 400.3 - Procedures for making an application for a certified capital company
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11 NYCRR 400.4 - Tax credits
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11 NYCRR 400.5 - Receipt and allocation of certified investments
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11 NYCRR 400.6 - Qualified investment levels
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11 NYCRR 400.7 - Limitations on investments in certified capital companies by insurers
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11 NYCRR 400.8 - Cost of annual review
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11 NYCRR 400.9 - Annual certification fee
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11 NYCRR 400.10 - Reports to the Governor and Legislature
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11 NYCRR 400.11 - Exception from disclosure
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